PhenixFIN Corp

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PhenixFIN Corp
TickerPFX
CIK #0001490349
CUSIP71742W103
Sector -
Address445 Park Avenue 9th Floor, New York, NY 10022
Source [EDGAR]
CIK Filing 2011 - 2025
[0001490349] 10-K
[0001490349] 10-Q
[0001490349] 3
[0001490349] 4
[0001490349] 5
[0001490349] 8-K
[0001490349] SC 13D
[0001490349] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
PhenixFIN Corp Altisource Portfolio Solutions Sa [2025-03-05] 0.0
22NW Fund LP PhenixFIN Corp [2023-02-13] 5.6
Adalta Capital Management LLC PhenixFIN Corp [2023-02-13] 5.67
Lorber David A PhenixFIN Corp [2021-12-20] 5.1
Glacier Point Advisors LLC PhenixFIN Corp [2021-02-26] 0.14
Radoff Bradley Louis Medley Capital Corp [2020-09-18] 1.8
Glacier Point Advisors LLC Medley Capital Corp [2020-07-20] 11.06
Amster Howard Medley Capital Corp [2020-05-15] 8.37
Amster Howard Medley Capital Corp [2019-12-27] 6.41
Fortress Investment Group LLC Medley Capital Corp [2019-11-04] 14.2
Glacier Point Advisors LLC Medley Capital Corp [2019-09-23] 0.28
LPL Financial LLC Medley Capital Corp [2019-01-10] 11.1
Taube Brook Medley Capital Corp [2017-02-14] 4.66
Karpus Management Inc Medley Capital Corp [2017-02-10] 40.0
Medley Capital Corp Point360 [2015-07-20] 6.4
Clearbridge Investments LLC Medley Capital Corp [2014-02-14] 5.36
Medley Opportunity Fund Ltd Medley Capital Corp [2012-02-23] 27.6
Form 3/4/5 Filer 2011 - 2025
Robinson Lowell W
PhenixFIN Corp
McMillan Ellida
Amster Howard
Lorber David A
Hirtler-Garvey Karin
Ainsberg Arthur S
FIG Blue LLC
Fortress Principal Investment Holdings IV LLC
Fortress Investment Group LLC
FIG LLC
Drawbridge Special Opportunities GP LLC
Drawbridge Special Opportunities Fund LP
DB Med Investor I LLC
Drawbridge Special Opportunites Fund Ltd
Drawbridge Special Opportunities Advisors LLC
Fortress Operating Entity I LP
Taube Seth
Taube Brook
Lerdal Mark D
Lyons Robert K
Medley Opportunity Fund II LP
Point.360
Allorto Richard T JR
Fredericks John D.
Tonkel Jeffrey B.
Mack John Edward
Fentress Andrew
Dorfman Richard Allen
Medley Opportunity Fund Ltd.
Form 13F Holdings
Firm Period DFND Voting Shares
Grace & White Inc /NY [2025-06-30] SOLE 90,286 262,432
Adalta Capital Management LLC [2025-06-30] SOLE 116,514 169,389
22NW LP [2025-06-30] SOLE 117,885 117,885
American Financial Group Inc [2025-06-30] DFND 64,327 64,327
Morgan Stanley [2025-06-30] DFND 27 60,171
Everett Harris & Co /CA/ [2025-06-30] SOLE 0 45,000
Raymond James Financial Inc [2025-06-30] DFND 0 19,779
Bulldog Investors LLP [2025-06-30] SOLE 19,218 19,218
Legal & General Group Plc [2025-06-30] DFND 14,151 14,151
UBS Group AG [2025-06-30] DFND 1,833 1,963
Adalta Capital Management LLC [2025-06-30] OTR 450 450
NVWM LLC [2025-06-30] SOLE 0 400
Wells Fargo & Company/MN [2025-06-30] DFND 1 261
Bank of America Corp /DE/ [2025-06-30] DFND 0 208
Legacy Investment Solutions LLC [2025-06-30] SOLE 0 200
Legacy Wealth Managment, LLC/ID [2025-06-30] SOLE 0 200
Archer Investment Corp [2025-06-30] SOLE 126 126
MAI Capital Management [2025-06-30] SOLE 0 22
Osaic Holdings Inc [2025-06-30] DFND 0 20
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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