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| MOAB Capital Partners LLC
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|---|---|
| CRD # | 154855 |
| SEC # | 801-72179 |
| CIK # | 0001377817 |
| AUM | |
| Employees | 9 (67% Investors, 0% Brokers) |
| Phone | 212-981-2646 |
| Address | 16 Spinnaker Way Southampton, NY 11968 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Amazon Com Inc | 2.3 | |
| PhenixFIN Corp | 1.8 | |
| Alphabet Inc | 1.6 | |
| Wal Mart Stores Inc | 1.2 | |
| Netsol Technologies Inc | 1.0 | |
| NAM Tai Electronics Inc | 0.6 | |
| K12 Inc | 0.5 | |
| Willis Group Holdings PLC | 0.5 | |
| Apple Inc | 0.4 | |
| Johnson & Johnson | 0.2 |
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | MOAB Partners LP | [2012-03-30] | 249.4 M | 1.1 B |
| Filed 2021-01-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 1,146.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 1,146.4 |
| By Discretionary | ||
| Discretionary | 4 | 1,146.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 1,146.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 237.3 | |
| United States Persons | 909.1 | |
| Total | 4 | 1,146.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Cormac Sheehan | Director | 43 | 19 | |
| Michael Rothenberg | Director | 15 | 3 | |
| Tatenda Gotosa | Director | 11 | 3 | |
| Gareth Thomas | Director | 10 | 3 | |
| Tdf Management Ltd | Director | 4 | 3 | |
| Tdf Management Ltd | Director | 1 | 1 | |
| Tdf Management Ltd NA | Director | 1 | 1 | |
| Tfd Management Ltd | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001377817] | |
| 3 | [0001377817] | |
| 4 | [0001377817] | |
| 5 | [0001377817] | |
| SC 13D | [0001377817] | |
| SC 13G | [0001377817] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 5493000OWIEL2M4PDK02 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Capital Southwest Corp | |
| Moab Capital Partners LLC | |
| Moab Partners LP | |
| Rothenberg Michael | |
| Moab GP LLC | |
| Perceptron Inc/MI | |
| Cadus Corp | |
| Mac-Gray Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Capital Southwest Corp CSWC
Common Stock
|
2017-08-28 | Sell | 1,400 | $17.40 | 24,360 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-08-28 | Sell | 1,323 | $17.40 | 23,020 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-08-25 | Sell | 47,250 | $17.30 | 817,425 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-08-25 | Sell | 1,768 | $17.33 | 30,639 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-08-25 | Sell | 1,870 | $17.33 | 32,407 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-08-25 | Sell | 50,000 | $17.30 | 865,000 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-10 | Sell | 100 | $17.02 | 1,702 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-10 | Sell | 100 | $17.02 | 1,702 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-05 | Sell | 700 | $16.95 | 11,865 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-05 | Sell | 700 | $16.95 | 11,865 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-05 | Sell | 802 | $16.95 | 13,594 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-05 | Sell | 802 | $16.95 | 13,594 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-04 | Sell | 236 | $16.92 | 3,993 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-04 | Sell | 236 | $16.92 | 3,993 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-03 | Sell | 1,400 | $16.84 | 23,576 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-03 | Sell | 50 | $17.16 | 858 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-03 | Sell | 100 | $17.34 | 1,734 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-03 | Sell | 1,400 | $16.84 | 23,576 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-03 | Sell | 50 | $17.16 | 858 |
|
Capital Southwest Corp CSWC
Common Stock
|
2017-04-03 | Sell | 100 | $17.34 | 1,734 |
| showing 20 of 59 most recent transactions | |||||