Mohawk Capital Advisors LLC

Item 5​         Fees and Compensation
A.​      Advisory Fees and Billing
PORTFOLIO MANAGEMENT SERVICES
Mohawk Capital Advisors will assess a management fee (the “Management Fee”) to provide
discretionary portfolio management services. A client will pay Mohawk Capital Advisors a
management fee at a monthly rate, payable in arrears, based on the closing net asset value
of the Account for such month. The standard monthly management fee shall be 1/12th of
1.0% (1.0% per annum) of the net asset value of the account. Net Asset Value includes all
cash and all other assets of the account (valued at liquidation value) under management
after taking into account all brokerage commissions and fees, and other expenses of the
Account.
The client will provide written authorization permitting the fees to be paid directly from
the account. The payment of fees will be debited from the client’s account in accordance
with the IA Agreement, and are paid by the qualified custodian holding the client’s funds
and securities. Payment of portfolio management fees will be made directly from the client
account by the custodian provided that the following requirements are met:
      ●​ The client provides written authorization permitting the fees to be paid directly
         from the client’s account held by the custodian. The Firm does not have access to
         client funds for payment of fees without client consent in writing. Under certain
         circumstances and upon request by the client, a direct bill/invoice will be sent to the
         client.
      ●​ The custodian agrees to provide the client a statement, at least quarterly, indicating
         all amounts dispersed from the account including the amount of the advisory fee
         paid directly to the Firm.
Mohawk Capital Advisors reserves the right to discount fees based on the needs and
circumstances of clients. All of the above-referenced fees are negotiable.
B.​      Other Fees & Expenses
There may be additional fees or charges that result from the maintenance of or trading
within your account. These are fees that are imposed by third parties in connection with
investments made through your account, including but not limited to, no-load mutual fund
12(b)-1 distribution fees, certain deferred sales charges on previously purchased mutual
funds, and IRA and Qualified Retirement Plan fees. Such charges, fees and commissions are
exclusive of and in addition to our Firm’s fees. Mohawk Capital Advisors and its investment
adviser representatives do not receive any portion of these commissions, fees and costs and
do not have any affiliation with the sponsors or providers of investment vehicles.
C.​      Refund Policy
Clients may request to terminate their advisory contract with Mohawk Capital Advisors, by
providing advanced written notice. Either party may terminate the investment advisory

      ▪ 101 Warren Street, #1440, New York, NY 10007 ▪ Telephone (212) 367-7239 ▪
                              ▪ mohawkadvisors@gmail.com ▪

                             Date of Brochure: February 10, 2026

contract by providing thirty (30) days written notice to the other party. In the event of
termination, fees are prorated from the date of last billing to the date of notice of
termination. Upon termination of account, by either party any earned, unpaid fees for any
unbilled portion of a month will be collected prior to disbursement of funds.
D.​     Other Compensation
Mohawk Capital Advisors does not receive any compensation other than the management
fees or consulting fees for providing investment advisory services to its clients.

      ▪ 101 Warren Street, #1440, New York, NY 10007 ▪ Telephone (212) 367-7239 ▪
                            ▪ mohawkadvisors@gmail.com ▪

                           Date of Brochure: February 10, 2026

Item 7​       Types of Clients
Mohawk Capital Advisors provides discretionary asset management services to individuals,
trusts, estates, charitable organizations, corporations, and pension and profit sharing plans.
Mohawk Capital Advisors does not require the client to have a minimum investment
amount to open and/or to maintain an account with it.

    ▪ 101 Warren Street, #1440, New York, NY 10007 ▪ Telephone (212) 367-7239 ▪
                            ▪ mohawkadvisors@gmail.com ▪

                           Date of Brochure: February 10, 2026