Moors & Cabot Inc

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Moors & Cabot Inc
✚
CRD #594
SEC #801-48726
CIK #0001607239
AUM 3,437.8 M (2025-09-29)
Employees 121 (70% Investors, 100% Brokers)
Fees
Minimum
Phone800-426-0501
AddressOne Federal Street
Boston, MA 02110
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
4.03.22.41.60.80.02000200820172026
CIK Period
0001607239
Sector Form 13F Holdings Value ($B)
Apple Inc 0.1
Nvidia Corp 0.1
Texas Pacific Land Corp 0.1
Microsoft Corp 0.1
Amazon Com Inc 0.0
Alphabet Inc 0.0
J P Morgan Chase & Co 0.0
Wal Mart Stores Inc 0.0
Broadcom Inc 0.0
Johnson & Johnson 0.0
Visa Inc 0.0
TJX Companies Inc /DE/ 0.0
Facebook Inc 0.0
Lilly Eli & Co 0.0
United Technologies Corp /DE/ 0.0
Chevron Corp 0.0
International Business Machines Corp 0.0
Alphabet Inc 0.0
Eaton Corp Ltd 0.0
Procter & Gamble Co 0.0
FPL Group Inc 0.0
Grayscale Bitcoin Trust BTC 0.0
Tesla Motors Inc 0.0
PepsiCo Inc 0.0
Palantir Technologies Inc 0.0
Landbridge Co LLC 0.0
AbbVie Inc 0.0
 
 
 
 
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AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 3,032 0.9
(b) Individuals (high net worth individuals) 1,889 2.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 65 0.0
(h) Charitable organizations 75 0.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 13 0.0
(n) Other 0 0.0
Total 5,074 3.4
By Discretionary
Discretionary 4,480 3.2
Non-Discretionary 594 0.2
Total 5,074 3.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.4
Total 5,074 3.4
EDGAR Form CIK 2011 - 2026
13F-HR [0001607239]
Firm Profile (Form ADV)
Discretionary AUM$0.4B
Clients10 (1 non-US)
ServesInstitutional, Retail
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