Mosaic Capital Inc

Item 5 – Fees and Compensation

Fees for Discretionary Separate Account Management

Asset-Based Fee Schedule:

Our fees are negotiable and generally range between 50 and 250 basis points annually on all assets under
our management. 250 basis points is the maximum we will charge any client, though we may negotiate

                                           Mosaic Capital Inc.
                                           Form ADV Part 2A

fees lower than 50 basis points. We have also, in certain cases negotiated with certain clients an annual
flat fee, billed monthly in arrears and reserve the right to continue to do so in the future.

If we recommend private placements sponsored by unaffiliated parties, we will charge our management
fee on those assets, in addition to the fees charged by the product sponsor. Because these investments
are not liquid, pricing information is not generally available. Accordingly, we will charge our fee based on
one of the following methods, as mutually agreed with the client: (i) the value reported by the third-party
custodian holding the asset, if applicable; (ii) the most recent value provided by the issuer or sponsor; or
(iii) the original investment amount, which may be higher or lower than both the actual current value and
the value the client could obtain on liquidation.

Item 7 – Types of clients

Our US clients are high-net worth individuals, trusts, corporate entities, and foundations.

Our minimum Account size is $1 million but this may be waived in our sole discretion.