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| MWMG Advisors LLC
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| CRD # | 338376 |
| SEC # | 801-134686 |
| CIK # | |
| AUM | 40.0 M (2026-04-08) |
| Employees | 1 (100% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-810-6961 |
| Address | 370 Lexington Avenue New York, NY 10017 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (4/8/2026) [Brochure] |
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Item 5: Fees and Compensation
A. Fee Schedule
Portfolio Management Fees
Total Assets Under Management Annual Fees
$0 - $499,999 1.45%
$500,000 - $749,999 1.30%
$750,000 - $999,999 1.10%
$1,000,000 - $4,999,999 0.95%
$5,000,000 - AND UP 0.85%
The advisory fee is calculated using the value of the assets in the Account on the last
business day of the prior billing period.
These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of MWMG's fees within five business days of signing the Investment Advisory
Contract. Thereafter, clients may terminate the Investment Advisory Contract generally
with 14 days' written notice.
Selection of Other Advisers Fees
Clients will pay MWMG its standard fee in addition to the standard fee for the advisers
to which it directs those clients. This relationship will be memorialized in each contract
between MWMG and each third-party adviser. The fees will not exceed any limit imposed
by any regulatory agency.
Fees for LPL Advisory Programs
The account fee charged to the client for each LPL advisory program is negotiable,
subject to the following maximum account fees:
MWP 2.95%**
** The MWP account fee consists of an advisory fee of up to 2.35% and a manager fee of
up to 0.60%. See the MWP program brochure for more information.
Fees will be adjusted for deposits and withdrawals made during the quarter.
Financial Planning Fees
Fixed Fees
The negotiated fixed rate for creating client financial plans is between $2,500 and $25,000.
Clients may terminate the agreement without penalty, for full refund of MWMG’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter, clients
may terminate the Financial Planning Agreement generally upon written notice.
B. Payment of Fees
Payment of Portfolio Management Fees
Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in advance.
Payment of Selection of Other Advisers Fees
The timing, frequency, and method of paying fees for selection of third-party managers
will depend on the specific third-party adviser selected.
Payment for LPL Advisory Programs
Account fees are payable quarterly in advance.
Payment of Financial Planning Fees
Financial planning fees are paid via check.
Fixed financial planning fees are paid 50% in advance, but never more than six months in
advance, with the remainder due upon presentation of the plan.
C. Client Responsibility For Third Party Fees
Clients are responsible for the payment of all third party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by MWMG. Please see Item 12 of this
brochure regarding broker-dealer/custodian.
D. Prepayment of Fees
MWMG collects fees in advance. Refunds for fees paid in advance but not yet earned will
be refunded on a prorated basis and returned within fourteen days to the client via check,
or return deposit back into the client’s account.
For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
the fees collected in advance minus the daily rate* times the number of days elapsed in
the billing period up to and including the day of termination. (*The daily rate is calculated
by dividing the annual asset-based fee rate by 365.)
Fixed fees that are collected in advance will be refunded based on the prorated amount of
work completed at the point of termination.
E. Outside Compensation For the Sale of Securities to Clients
Mathew Goldberg is a registered representative of a broker-dealer and an insurance agent
and in these roles, accepts compensation for the sale of investment products to MWMG
clients.
1. This is a Conflict of Interest
Supervised persons may accept compensation for the sale of investment products,
including asset based sales charges or service fees from the sale of mutual funds to
MWMG's clients. This presents a conflict of interest and gives the supervised person
an incentive to recommend products based on the compensation received rather than
on the client’s needs. When recommending the sale of investment products for which
the supervised persons receives compensation, MWMG will document the conflict of
interest in the client file and inform the client of the conflict of interest.
2. Clients Have the Option to Purchase Recommended Products From
Other Brokers
Clients always have the option to purchase MWMG recommended products through
other brokers or agents that are not affiliated with MWMG.
3. Commissions are not MWMG's primary source of compensation for
advisory services
Commissions are not MWMG’s primary source of compensation for advisory services.
4. Advisory Fees in Addition to Commissions or Markups
Advisory fees that are charged to clients are reduced to offset the commissions or
markups on investment products recommended to clients. |
| Account Minimums and Types of Clients — Form ADV Part 2A (4/8/2026) [Brochure] |
|---|
Item 7: Types of Clients
MWMG generally provides advisory services to the following types of clients:
❖ Individuals
❖ High-Net-Worth Individuals
❖ Corporations or Business Entities
There is no account minimum for any of MWMG’s services.
For the MWP program, the lowest minimum for a portfolio is $25,000. In certain instances, a lower
minimum for a portfolio is permitted. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 49 | 17.1 |
| (b) Individuals (high net worth individuals) | 12 | 21.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 123 | 40.0 |
| By Discretionary | ||
| Discretionary | 123 | 40.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 123 | 40.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 40.0 | |
| Total | 123 | 40.0 |
| Firm Profile (Form ADV) | |
|---|---|
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