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| National Private Shares Inc
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| CRD # | 299487 |
| SEC # | 801-114625 |
| CIK # | |
| AUM | |
| Employees | 8 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 561-981-1000 |
| Address | 5000 Trex Avenue Boca Raton, FL 33431 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (11/4/2019) [Brochure] |
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Item 5 - Fees and Compensation Fees associated with private funds for which NPS acts as adviser include an annual management fee and/or carried interest, and are governed by the investment management agreement between NPS and the private fund’s manager. As such, NPS does not have a single fee schedule. The fees set out in the investment management agreement are not negotiable. Annual management fees and/or carried interest are deducted from private fund assets. Any management fees are deducted from private fund assets on an annual basis, while any carried interest is deducted at the time of any distribution of fund assets to investors. See Item 6 “Performance-Based Fees and Side-by-Side Management” for more information regarding the carried interest. In addition, each private fund pays operating expenses and certain other costs of the fund, including brokerage costs. Details regarding the fees and costs associated with each private fund are detailed in the documentation specific to each fund. Details regarding the brokerage costs that the private funds will pay are described in Item 12 "Brokerage Practices.” 41282372.3 3 |
| Account Minimums and Types of Clients — Form ADV Part 2A (11/4/2019) [Brochure] |
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Item 7 - Types of Clients NPS provides investment advisory services to private funds only. The minimum investment amount for each private fund is specified in each private fund’s offering memorandum and operating agreement. 41282372.3 5 |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Innovation X Holdings II LLC Series 2018-2 Pinterest | [2018-12-21] | 8.0 M | |
| Filed 2017-02-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $2,800,000 · Revenue Decline to Disclose | ||||
| PE | Innovation X Holdings QP LLC Series 2018-2 Pinterest | [2018-12-21] | 60.4 M | |
| Offered $75,000,000 · Filed 2018-05-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $75,000,000 · Duration One year or less · Commission $7,500,000 · Revenue Decline to Disclose | ||||
| PE | Innovation X Holdings QP LLC Series 2018-3 SpaceX | [2018-12-21] | 8.4 M | |
| Offered $10,000,000 · Filed 2018-05-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $10,000,000 · Duration One year or less · Commission $1,000,000 · Revenue Decline to Disclose | ||||
| PE | Innovation X Holdings QP LLC Series 2018-4 Lyft | [2018-12-21] | 21.7 M | |
| Offered $15,000,000 · Filed 2018-05-31 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $15,000,000 · Duration One year or less · Commission $1,500,000 · Revenue Decline to Disclose | ||||
| PE | NAM Special Situations Fund VI LLC Series V1 | [2018-12-21] | 8.5 M | 6.9 M |
| Offered $10,000,000 · Filed 2019-04-02 (D/A) · Exemption 506(b) · Remaining $1,494,000 · Duration One year or less · Commission $1,000,000 · Revenue Decline to Disclose | ||||
| PE | NSC Biotech Opportunities Fund LLC | [2018-12-21] | 1.1 M | 5.2 M |
| Offered $30,000,000 · Filed 2018-03-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $28,925,000 · Duration One year or less · Commission $86,000 · Net Assets Decline to Disclose | ||||
| PE | NSC Biotech Opportunities QP Fund LLC | [2018-12-21] | 10.0 M | 17.0 M |
| Offered $10,000,000 · Filed 2015-03-09 (D) · Exemption 506(b) · Minimum $25,000 · Duration One year or less · Commission $800,000 · Revenue Decline to Disclose | ||||
| PE | Media Ventures Fund I LLC | [2016-12-02] | ||
| Filed 2016-05-31 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Commission $750,000 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 39 | 486.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 39 | 486.3 |
| By Discretionary | ||
| Discretionary | 39 | 486.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 39 | 486.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 486.3 | |
| Total | 39 | 486.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Goldwasser | Executive Officer | 47 | 7 | |
| National Asset Management Inc | Executive Officer | 56 | 5 | |
| Michael Mullen | Executive Officer | 45 | 5 | |
| Roger Monteforte | Executive Officer | 45 | 5 | |
| Tom Kowalczyk | Executive Officer | 25 | 5 | |
| Innovation X Management LLC | Executive Officer | 27 | 4 | |
| Innovation X Management II LLC | Executive Officer | 3 | 3 | |
| Media Ventures Management LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Related Firms | State | AUM |
|---|---|---|
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National Asset Management Inc
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FL | |
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National Private Shares Inc
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|
FL |