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| Navy Capital Green Management LLC
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|---|---|
| CRD # | 299809 |
| SEC # | 801-115124 |
| CIK # | 0001764863, 0001760757 |
| AUM | |
| Employees | 7 (71% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 646-916-4870 |
| Address | 28 Reichert Circle Westport, CT 06880 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Navy Capital Green Holdings II LLC | 2024-03-28 | 7.3 M | |
| Other | Navy Capital Green Holdings LLC | 2020-05-15 | 0.4 M | |
| Other | Navy Capital Green Private Holdings SPC | 2019-03-28 | 5.9 M | |
| PE | AI Cannabis LLC | 2018-12-10 | 0.3 M | |
| Other | Navy Capital Green Co-Invest Fund LLC | [2018-12-10] | 129.1 M | 64.7 M |
| Filed 2024-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Navy Capital Green Fund LP | [2018-12-10] | 5.5 M | 88.8 M |
| Filed 2024-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 153.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 153.9 |
| By Discretionary | ||
| Discretionary | 4 | 153.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 153.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 10.3 | |
| United States Persons | 143.6 | |
| Total | 4 | 153.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Sean Stiefel | Director, Executive Officer | 10 | 2 | |
| Chetan Gulati | Executive Officer | 4 | 2 | |
| John Kaden | Director, Executive Officer | 3 | 2 | |
| Navy Capital Green Management Partners LLC | Promoter | 2 | 2 | |
| Navy Capital Green Management LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001760757] | |
| 3 | [0001764863] | |
| 4 | [0001764863] | |
| SC 13D | [0001764863] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Navy Capital Green Management LLC | 4Front Ventures Corp | [2023-10-31] |
| Navy Capital Green Management LLC | CLS Holdings USA Inc | [2019-02-08] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
CLS Holdings USA Inc CLSH
Convertible Notes · derivative
|
2024-09-10 | Other | $2,000,000.00 | ||
|
CLS Holdings USA Inc CLSH
Common Stock
|
2024-09-10 | Sell | 15,488,901 | $0.04 | 619,556 |
|
CLS Holdings USA Inc CLSH
ConvertibleNotes · derivative
|
2024-09-10 | Other | $2,000,000.00 | ||
|
CLS Holdings USA Inc CLSH
Convertible Notes · derivative
|
2024-09-10 | Other | $2,000,000.00 | ||
|
CLS Holdings USA Inc CLSH
Warrant · derivative
|
2024-09-10 | Other | $2,000,000.00 | ||
|
CLS Holdings USA Inc CLSH
Convertible Units · derivative
|
2023-12-29 | Other | 1,205,140 | $0.07 | 84,360 |
|
CLS Holdings USA Inc CLSH
Warrant · derivative
|
2023-12-29 | Other | $0.10 | ||
|
CLS Holdings USA Inc CLSH
Warrant · derivative
|
2023-12-29 | Other | $0.10 | ||
|
CLS Holdings USA Inc CLSH
Convertible Units · derivative
|
2023-12-29 | Other | 14,414,337 | $0.07 | 1,009,004 |
|
CLS Holdings USA Inc CLSH
Convertible Units · derivative
|
2022-09-15 | Conversion | 2,252,228 | $0.07 | 157,656 |
|
CLS Holdings USA Inc CLSH
Common Stock
|
2022-09-15 | Conversion | 9,641,120 | ||
|
CLS Holdings USA Inc CLSH
Common Stock
|
2022-09-15 | Conversion | 2,410,281 | ||
|
CLS Holdings USA Inc CLSH
Warrant · derivative
|
2022-09-15 | Other | 1,205,140 | $0.10 | 120,514 |
|
CLS Holdings USA Inc CLSH
Warrant · derivative
|
2022-09-15 | Other | 4,820,559 | $0.10 | 482,056 |
|
CLS Holdings USA Inc CLSH
Convertible Units · derivative
|
2022-09-15 | Conversion | 9,008,914 | $0.07 | 630,624 |
|
CLS Holdings USA Inc CLSH
Warrants · derivative
|
2022-01-04 | Buy | 606,060 | $0.41 | 248,485 |
|
CLS Holdings USA Inc CLSH
Warrants · derivative
|
2018-11-02 | Buy | 3,125,000 | $0.80 | 2,500,000 |
|
CLS Holdings USA Inc CLSH
Common Stock
|
2018-11-02 | Buy | 6,250,000 | $0.80 | 5,000,000 |
|
CLS Holdings USA Inc CLSH
Common Stock
|
2018-08-10 | Buy | 6,250,000 | $0.40 | 2,500,000 |
|
CLS Holdings USA Inc CLSH
Warrants · derivative
|
2018-08-10 | Buy | 6,250,000 | $0.40 | 2,500,000 |