NB Alternative Investment Management LLC

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Assets, Funds, Holdings

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NB Alternative Investment Management LLC
CRD #117035
SEC #801-60730
CIK #0001546601
AUM
Employees 39 (44% Investors, 54% Brokers)
Phone212-476-5900
Address605 Third Avenue
New York, NY 10158
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
5.04.03.02.01.00.01999200620132021
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 3.4
AAPL 2,382.8 2.9
JPM 340.2 1.7
AMZN 1,093.0 1.4
NEE 150.2 1.4
JNJ 465.6 1.2
TMUS 166.8 1.1
GOOG 1,482.6 1.0
GOOGL 1,475.1 1.0
ADI 77.2 0.9
View All
Holdings by Sector ($BB)
16012896643202011201520192024
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF NB Alpha Capture Master Fund LP [2014-03-31] 100.9 10.5
HF Opportunity Fund Segregated Portfolio Company 2013-02-22 1.7
HF Lehman Brothers Balanced Fund LP 2012-03-30 5.5
HF NB Diversified Arbitrage Fund II LP 2012-03-30 104.8
HF NB Diversified Arbitrage Fund Ireland PLC 2012-03-30 58.3
HF NB Diversified Arbitrage Fund LP 2012-03-30 34.3
HF NB Long/Short Fund II LP 2012-03-30 2.3
HF NB Long/Short Fund LP 2012-03-30 3.2
HF NB Long/Short Master Fund LLC 2012-03-30 6.3
HF NB Offshore Diversified Arbitrage Fund III Ltd 2012-03-30 105.5
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 32 3.4
By Discretionary
Discretionary 30 2.1
Non-Discretionary 2 1.3
Total 32 3.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.4
Total 32 3.4
Form D Directors # Filings # Firms 2011 - 2023
Joseph Amato 104
Anthony Tutrone 128
Heather Zuckerman 29
NB Alternative Investment Management LLC 8
EDGAR Form CIK 2011 - 2023
13F-NT [0001546601]
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