Newgate Capital Management LLC

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Assets, Funds, Holdings

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Newgate Capital Management LLC
CRD #105728
SEC #801-17465
CIK #0000939761
AUM
Employees 6 (83% Investors, 0% Brokers)
Phone203-661-0700
AddressOne Sound Shore Drive
Greenwich, CT 06830-7251
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
6.04.83.62.41.20.01999200720152024
CIK Period
0000939761
Sector Form 13F Holdings Value ($M)
BlackRock Debt Strategies Fund Inc 8.4
Invesco Senior Income Trust 8.1
Calamos Strategic Total Return Fund 3.7
Nuveen Amt-Free Municipal Credit Income Fund 3.1
Clough Global Opportunities Fund 2.4
Nuveen Amt-Free Quality Municipal Income Fund 1.9
Tekla World Healthcare Fund 1.6
Schlumberger Ltd /NV/ 1.4
Baidu Inc 1.3
Halliburton Co 1.2
Korea Electric Power Corp 1.2
Taiwan Semiconductor Manufacturing Co Ltd 0.9
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
Other Newgate Investment Trust - Emerging Markets Investment Fund 2012-03-14 3.0
Other Newgate Investment Trust - Global Resources Investment Fund 2012-03-14 26.0
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 500 0.1
By Discretionary
Discretionary 500 0.1
Non-Discretionary 0 0.0
Total 500 0.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.1
Total 500 0.1
EDGAR Form CIK 2011 - 2025
13F-HR [0000939761]
SC 13G [0000939761]
Form 13D/13G Filer Form 13D/13G Subject Filed
Newgate Capital Management LLC ING Risk Managed Natural Resources Fund [2014-01-16]
Newgate Capital Management LLC Market Vectors ETF Trust [2013-07-22]
Newgate Capital Management LLC EGA Emerging Global Shares Trust [2013-01-29]
Newgate Capital Management LLC Market Vectors ETF Trust [2013-01-29]
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