Newgate Capital Management LLC

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Newgate Capital Management LLC ✚
CRD #	105728
SEC #	801-17465
CIK #	0000939761
AUM
Employees	6 (83% Investors, 0% Brokers)
Phone	203-661-0700
Address	One Sound Shore Drive Greenwich, CT 06830-7251
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($M)
	BlackRock Debt Strategies Fund Inc	8.4
	Invesco Senior Income Trust	8.1
	Calamos Strategic Total Return Fund	3.7
	Nuveen Amt-Free Municipal Credit Income Fund	3.1
	Clough Global Opportunities Fund	2.4
	Nuveen Amt-Free Quality Municipal Income Fund	1.9
	Tekla World Healthcare Fund	1.6
	Schlumberger Ltd /NV/	1.4
	Baidu Inc	1.3
	Halliburton Co	1.2
View All

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
Other	Newgate Investment Trust - Emerging Markets Investment Fund	2012-03-14		3.0
Other	Newgate Investment Trust - Global Resources Investment Fund	2012-03-14		26.0

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	500	0.1
By Discretionary
Discretionary	500	0.1
Non-Discretionary	0	0.0
Total	500	0.1
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		0.1
Total	500	0.1

EDGAR Form	CIK	2011 - 2025
13F-HR	[0000939761]
SC 13G	[0000939761]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Newgate Capital Management LLC	ING Risk Managed Natural Resources Fund	[2014-01-16]
Newgate Capital Management LLC	Market Vectors ETF Trust	[2013-07-22]
Newgate Capital Management LLC	EGA Emerging Global Shares Trust	[2013-01-29]
Newgate Capital Management LLC	Market Vectors ETF Trust	[2013-01-29]

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Newgate Capital Management LLC

Assets, Funds, Holdings