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⚲
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| Newoak Asset Management LLC
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| |
|---|---|
| CRD # | 172956 |
| SEC # | 801-80361 |
| CIK # | |
| AUM | $36.4 MM (2024-03-31) |
| Employees | 6 (50% Investors, 83% Brokers) |
| Phone | 212-209-0850 |
| Address | 3 Columbus Circle, 15th Fl New York, NY 10019-8760 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Newoak SJ MAC Cayman Fund Ltd | [2015-01-28] | 50.0 | 121.0 |
| HF | Newoak Sj-Mac Fund LP | [2015-01-28] | 3.0 | 0.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 7.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 28.8 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 36.4 |
| By Discretionary | ||
| Discretionary | 4 | 36.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 36.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 36.4 | |
| Total | 4 | 36.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Roger Hanson | 255 | ||
| Richard Ruffer | 331 | ||
| James Frischling | 27 | ||
| Ron Dvari | 5 | ||
| Christopher Chakford | 2 | ||
| Raymond Jahaly | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Westchester Capital Partners LLC
✚
|
NY | 0.0 |
|
Bitwise Investment Manager LLC
✚
|
CA | 0.0 |
|
RG Niederhoffer Capital Management Inc
✚
|
FL | 0.0 |
|
Outerlands Capital Management LLC
✚
|
NY | 0.0 |
|
Old Bellows Partners LP
✚
|
NY | 0.0 |
|
Lynwood Price Capital Management LP
✚
|
TX | 0.0 |
|
Neo-Criterion Capital Singapore PTE Ltd
✚
|
0.0 | |
|
ATLA Capital Management LLC
✚
|
NY | 0.0 |
|
XY Investments HK Ltd
✚
|
0.0 | |
|
Sky Creek Capital Management LLC
✚
|
NJ | 0.0 |