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| Newoak Asset Management LLC
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|---|---|
| CRD # | 172956 |
| SEC # | 801-80361 |
| CIK # | |
| AUM | 57.1 M (2026-03-31) |
| Employees | 6 (50% Investors, 83% Brokers) |
| Phone | 212-209-0850 |
| Address | 3 Columbus Circle, 15th Fl New York, NY 10019-8760 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Newoak SJ MAC Cayman Fund Ltd | [2015-01-28] | 50.0 M | 121.0 M |
| Filed 2015-02-06 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | Newoak SJ-Mac Fund LP | [2015-01-28] | 3.0 M | 0.2 M |
| Offered $200,000,000 · Filed 2015-02-06 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $197,000,000 · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 57.1 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 57.1 |
| By Discretionary | ||
| Discretionary | 3 | 57.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 57.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 57.1 | |
| Total | 3 | 57.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Roger Hanson | Director | 255 | 86 | |
| Richard Ruffer | Director | 422 | 15 | |
| James Frischling | Executive Officer | 28 | 3 | |
| Ron D'Vari | Executive Officer | 5 | 2 | |
| Christopher Chakford | Executive Officer | 2 | 2 | |
| Raymond Jahaly | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
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