|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| NFP Retirement Inc
✚
|
|
|---|---|
| CRD # | 121254 |
| SEC # | 801-66107 |
| CIK # | 0002040084 |
| AUM | $118.0 B (2025-04-16) |
| Employees | 240 (62% Investors, 7% Brokers) |
| Phone | 949-460-9898 |
| Address | 120 Vantis Aliso Viejo, CA 92656 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 14.8 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,409 | 0.5 |
| (b) Individuals (high net worth individuals) | 633 | 1.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2,543 | 116.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9,394 | 118.0 |
| By Discretionary | ||
| Discretionary | 7,588 | 29.0 |
| Non-Discretionary | 1,806 | 89.1 |
| Total | 9,394 | 118.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 118.0 | |
| Total | 9,394 | 118.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0002040084] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
NFP Retirement Inc
✚
|
CA | 118.0 |
|
Flexpath Strategies LLC
✚
|
CA | 79.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Global Retirement Partners LLC
✚
|
CA | 143.4 |
|
Insight North America LLC
✚
|
NY | 140.4 |
|
Schroder Investment Management North America Inc
✚
|
NY | 138.6 |
|
NEPC LLC
✚
|
MA | 137.3 |
|
Franklin Templeton Private Portfolio Group LLC
✚
|
NY | 125.9 |
|
Icici Prudential Asset Management Company Limited
✚
|
113.2 | |
|
Aperio Group LLC
✚
|
CA | 111.4 |
|
Invesco Asset Management Ltd
✚
|
111.4 | |
|
Sammons Financial Group Asset Management LLC
✚
|
IA | 109.8 |
|
Income Research Management
✚
|
MA | 109.0 |