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| NFP Retirement Inc
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|
|---|---|
| CRD # | 121254 |
| SEC # | 801-66107 |
| CIK # | |
| AUM | $75.0 BB (2023-03-31) |
| Employees | 217 (49% Investors, 7% Brokers) |
| Phone | 949-460-9898 |
| Address | 120 Vantis Aliso Viejo, CA 92656 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,581 | 0.4 |
| (b) Individuals (high net worth individuals) | 606 | 0.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1,610 | 78.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,797 | 78.7 |
| By Discretionary | ||
| Discretionary | 2,705 | 11.5 |
| Non-Discretionary | 1,092 | 67.2 |
| Total | 3,797 | 78.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 78.7 | |
| Total | 3,797 | 78.7 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
NFP Retirement Inc
✚
|
CA | 75.0 |
|
Flexpath Strategies LLC
✚
|
CA | 39.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Franklin Templeton Private Portfolio Group LLC
✚
|
NY | 94.6 |
|
Putnam Investment Management LLC
✚
|
MA | 91.2 |
|
Income Research & Management
✚
|
MA | 89.0 |
|
Icici Prudential Asset Management Company Limited
✚
|
66.4 | |
|
Charles Schwab Investment Advisory Inc
✚
|
CA | 66.1 |
|
NEPC LLC
✚
|
MA | 63.6 |
|
Sterling Capital Management LLC
✚
|
NC | 62.8 |
|
AssetMark Inc
✚
|
CA | 55.2 |
|
Aperio Group LLC
✚
|
CA | 54.5 |
|
Cerity Partners LLC
✚
|
NY | 53.3 |