|
⚲
|
| Keyboard |
| Nicholas Co Inc
✚
|
|
|---|---|
| CRD # | 108347 |
| SEC # | 801-4658 |
| CIK # | 0000903949, 0001000045 |
| AUM | 6,076.9 M (2026-01-23) |
| Employees | 16 (44% Investors, 6% Brokers) |
| Phone | 414-272-4650 |
| Address | 411 E Wisconsin Ave Milwaukee, WI 53202-4467 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Alphabet Inc | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Apple Inc | 0.2 | ||
| Microsoft Corp | 0.2 | ||
| O Reilly Automotive Inc | 0.1 | ||
| TJX Companies Inc /DE/ | 0.1 | ||
| Costco Wholesale Corp /NEW | 0.1 | ||
| Progressive Waste Solutions Ltd | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 3 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 6.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 6.1 |
| By Discretionary | ||
| Discretionary | 13 | 6.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 6.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.1 | |
| Total | 13 | 6.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000903949] | |
| SC 13G | [0000903949] | |
| 10-K | [0001000045] | |
| 10-Q | [0001000045] | |
| 3 | [0001000045] | |
| 4 | [0001000045] | |
| 8-K | [0001000045] | |
| SC 13D | [0001000045] | |
| SC 13G | [0001000045] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $4.9B |
| Serves | Institutional, Retail |
| LEI | 54930018QCFUBTDXIT38 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2026-01-09 | Grant | 2,626 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2026-01-09 | Grant | 2,626 | $0.00 | |
|
Nicholas Financial Inc OMCC
Common Stock
|
2026-01-09 | Buy | 2,149 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2026-01-09 | Grant | 2,626 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2026-01-09 | Grant | 14,324 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-12-17 | Buy | 2,000 | $5.56 | 11,120 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-12-16 | Buy | 100 | $5.49 | 549 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-11-24 | Grant | 3,089 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-10-06 | Grant | 5,932 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-10-06 | Grant | 5,932 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-10-06 | Grant | 13,183 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-10-06 | Grant | 5,932 | $0.00 | |
|
Nicholas Financial Inc OMCC
Common Stock
|
2025-10-06 | Buy | 5,493 | $0.00 | |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-30 | Buy | 350 | $5.80 | 2,030 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-23 | Buy | 100 | $6.27 | 627 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-22 | Buy | 463 | $6.27 | 2,903 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-15 | Buy | 14,688 | $6.49 | 95,325 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-14 | Buy | 39 | $6.16 | 240 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-11 | Buy | 261 | $6.16 | 1,608 |
|
Nicholas Financial Inc OMCC
COMMON STOCK
|
2025-07-10 | Buy | 750 | $6.12 | 4,590 |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Kovack Advisors Inc
✚
|
FL | 6,279.7 M |
|
WCG Wealth Advisors LLC
✚
|
NV | 6,276.7 M |
|
Glenmede Investment Management LP
✚
|
PA | 6,197.9 M |
|
Shepherd Financial Investment Advisory LLC
✚
|
IN | 6,177.6 M |
|
Snyder Capital Management LP
✚
|
CA | 6,094.0 M |
|
Dana Investment Advisors Inc
✚
|
WI | 6,076.5 M |
|
East End Advisors LLC
✚
|
NY | 6,057.0 M |
|
Ashton Thomas Private Wealth LLC
✚
|
AZ | 6,009.5 M |
|
Exencial Wealth Advisors LLC
✚
|
OK | 5,976.0 M |
|
W H Reaves & Co Inc
✚
|
NJ | 5,939.6 M |