Journey Strategic Wealth LLC

Item 5 – Fees and Compensation

     The following paragraphs detail the fee structure and compensation methodology for services provided by the
     Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one more
     written agreements with the Advisor.

     A. Fees for Advisory Services
     Wealth Management Services
     Wealth management fees are paid quarterly, in advance of each calendar quarter pursuant to the terms of the
     wealth management agreement. Wealth management fees are based on the market value of assets under
     management at the end of the prior quarter. Wealth management fees are generally tiered and blended and
     range from 0.30% to 1.75% annually based on the complexity of the services performed, the level of assets to be
     managed, and/or the overall relationship with the Advisor.

     The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to
     the end of the first quarter. The Client’s fees will take into consideration the aggregate assets under management
     with the Advisor. Fees may be negotiable at the sole discretion of the Advisor. All securities held in accounts
     managed by Journey will be independently valued by the Custodian. Journey will conduct periodic reviews of
     the Custodian’s valuations.

    Clients may make additions to and withdrawals from their account[s] at any time, subject to Journey’s right to
    terminate an account. Additions may be in cash or securities provided that Journey reserves the right to liquidate
    any transferred securities or decline to accept particular securities into a Client’s account[s]. Clients may withdraw
    account assets on notice to Journey, subject to the usual and customary securities settlement procedures.
    However, Journey designs its portfolios as long-term investments, and the withdrawal of assets may impair the
    achievement of a Client’s investment objectives. Journey may consult with its Clients about the options and
    ramifications of transferring securities. However, Clients are advised that when transferred securities are liquidated,
    they may be subject to transaction fees, fees assessed at the mutual fund level (i.e., contingent deferred sales
    charge), and/or tax ramifications. The Advisor’s fee is not adjusted for contributions or withdrawals, except for
    such cash flows that exceed $25,000 during a billing period. In such instances, adjustments will be made during
    the next billing period.

    The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
    other related costs and expenses described in Item 5.C. below, which may be incurred by the Client. However, the
    Advisor shall not receive any portion of these commissions, fees, and costs.

    Financial Planning Services
    Journey offers standalone financial planning services with the fee for an initial financial plan ranging up to $10,000,
    based on the scope and complexity of the Client’s situation. Ongoing financial planning fees are billed a quarterly
    fee of up to $1,000. Journey may engage for targeted planning engagements at a rate of up to $500 per hour.
    Fees may be negotiable based on the nature and complexity of the services to be provided and the overall
    relationship with the Advisor. An estimate for total hours and/or total costs will be provided to the Client prior to
    engaging in these services.

                                                   Journey Strategic Wealth, LLC
                                             47 Maple Street, Suite 104, Summit, NJ 07901
Page 6                                        Phone: (201) 834-9624 | www.journeysw.com

     B. Fee Billing
     Wealth Management Services
     Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
     the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
     from the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying the
     quarterly rate (annual rate divided by 4) to the total assets under management with Journey at the end of the prior
     quarter. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting the deduction of
     the wealth management fee. Clients are urged to also review and compare the statement provided by the Advisor
     to the brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients
     provide written authorization permitting advisory fees to be deducted by Journey to be paid directly from their
     account[s] held by the Custodian as part of the wealth management agreement and separate account forms
     provided by the Custodian.

     Financial Planning Services
     Initial financial planning fees may be invoiced up to 100 percent (100%) of the expected total fee upon execution of
     the financial planning agreement. The balance, if applicable, shall be invoiced upon completion of the agreed-upon
     deliverable[s]. The Advisor typically completes initial financial plans within 90 days. The Advisor will not collect an
     advance fee (deposit) of $1,200 or more if the initial plan will take six months or more to complete. In such
     instances, fees will be billed at planning milestones agreed to by the Client and the Advisor. Fees for ongoing
     financial planning engagements are invoiced in advance of each calendar quarter and due upon receipt.

     C. Other Fees and Expenses
     Clients may incur certain fees or charges imposed by third parties other than Journey in connection with
     investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
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Item 7 – Types of Clients

     Journey offers investment advisory services to individuals, high net worth individuals, families, trusts, and estates.
     Journey generally does not impose a minimum relationship size.