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| Northgate Capital LP
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| CRD # | 140214 |
| SEC # | 801-66571 |
| CIK # | 0001404781, 0001404782 |
| AUM | 2,929.9 M (2026-03-30) |
| Employees | 27 (33% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 925-820-9970 |
| Address | 649 San Ramon Valley Blvd Danville, CA 94526 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Northgate Flex SPV LP | [2026-03-30] | 113.1 M | 64.1 M |
| Filed 2025-07-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Growth Fund IV LP | [2026-03-30] | 27.0 M | 26.7 M |
| Filed 2025-03-26 (D) · Exemption 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| VC | Northgate Select Opportunities Fund III LP | [2026-03-30] | 5.0 M | 9.9 M |
| Filed 2025-06-11 (D) · Exemption 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Select Opportunities Fund II LP | [2026-03-30] | 8.1 M | 8.1 M |
| Filed 2025-08-07 (D) · Exemption 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Select Opportunities Fund I LP | 2026-03-30 | 18.2 M | |
| VC | Northgate Direct Opportunities VI LLC | 2023-03-30 | 2.0 M | |
| VC | Northgate Direct Opportunities V LLC | 2023-03-30 | 1.7 M | |
| VC | Northgate Growth Fund III LP | 2023-03-30 | 23.5 M | |
| VC | Northgate Growth Fund II LP | 2023-03-30 | 54.7 M | |
| VC | Northgate Venture Partners X LP | [2023-03-30] | 67.2 M | 104.8 M |
| Filed 2023-03-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | NVP X LP | [2023-03-30] | 67.2 M | |
| Offered $200,000,000 · Filed 2023-03-06 (D/A) · Exemption 506(b), 3(c)(7) · Remaining $132,769,976 · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Northgate Direct Opportunities IV LLC | [2022-03-31] | 3.1 M | 3.4 M |
| Offered $3,100,000 · Filed 2021-05-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Opportunities LP | [2022-03-31] | 58.8 M | 60.1 M |
| Filed 2023-07-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Finder's Fee $840,000 · Revenue Decline to Disclose | ||||
| VC | Northgate Direct Opportunities III LLC | [2021-03-30] | 1.0 M | 1.7 M |
| Offered $1,000,000 · Filed 2021-03-04 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Partners IX LP | [2021-03-30] | 70.0 M | 97.9 M |
| Offered $70,000,000 · Filed 2021-10-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Partners VIII LP | [2021-03-30] | 87.5 M | 119.6 M |
| Filed 2015-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | NVP IX LP | [2021-03-30] | 70.0 M | |
| Offered $250,000,000 · Filed 2020-05-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $180,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | NVP IX - M LP | [2021-03-30] | 30.0 M | 42.2 M |
| Offered $30,000,000 · Filed 2021-10-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | NVP VIII PG LP | [2021-03-30] | 141.4 M | |
| Offered $60,000,000 · Filed 2019-05-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $60,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Growth Fund LP | [2020-03-27] | 24.0 M | 38.5 M |
| Offered $24,000,000 · Filed 2020-01-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | NVP VIII LP | [2020-03-27] | ||
| Offered $120,000,000 · Filed 2019-05-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $120,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Partners VIII LP | 2018-04-20 | 24.5 M | |
| VC | Northgate Capital Mexico Credit Fund I LP | 2017-03-27 | 8.5 M | |
| VC | Northgate Commstech Innovations Partners LP | [2016-03-28] | 40.0 M | 29.7 M |
| Filed 2015-01-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Fintech Innovations Partners LP | [2016-03-28] | 40.0 M | 40.4 M |
| Filed 2016-05-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Partners VII LP | [2015-03-30] | 87.5 M | 225.4 M |
| Filed 2015-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Northgate VI-B VC LP | [2015-03-30] | 22.9 M | |
| Filed 2014-02-20 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | NVP VII LP | 2015-03-30 | ||
| VC | NCD SWIB LP | [2013-04-03] | 46.7 M | |
| Filed 2012-03-29 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | NCD SWIB Opportunities LP | [2013-04-03] | 13.4 M | |
| Filed 2012-03-29 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Northgate Mexico LP | [2013-04-03] | 15.0 M | 46.6 M |
| Filed 2012-07-11 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | NVP VI Sa LP | [2013-04-03] | 50.0 M | 77.3 M |
| Filed 2012-04-03 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Ngem-Q LP | 2013-02-04 | ||
| PE | NPEP II-A LLC | 2013-02-04 | ||
| PE | NPEP Iii-Q LLC | 2013-02-04 | ||
| PE | NPEP II-Q LLC | 2013-02-04 | ||
| PE | NP IV-P LP | 2013-02-04 | ||
| PE | NP IV-V LP | 2013-02-04 | ||
| PE | NP V LP | 2013-01-30 | ||
| VC | NVP VI LP | 2013-01-30 | ||
| VC | NCD Fintegra Opportunity Fund LP | [2012-03-30] | 0.0 M | |
| Filed 2010-06-25 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | NCD Investors A Delaware Multiple Series LLC | 2012-03-30 | 0.0 M | |
| VC | NCD Partners III LP | 2012-03-30 | 3.0 M | |
| VC | NCD Partners II LP | 2012-03-30 | 0.5 M | |
| VC | NCD Partners IV-Annex LP | [2012-03-30] | 0.1 M | |
| VC | NCD Partners IV LP | 2012-03-30 | 1.3 M | |
| VC | NCD Partners LP | 2012-03-30 | 0.9 M | |
| PE | NC SWIB LP | [2012-03-30] | 7.4 M | |
| Filed 2011-10-17 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Northgate Global Emerging Markets LP | 2012-03-30 | 8.2 M | |
| PE | Northgate IV-B LP | [2012-03-30] | 52.7 M | 4.7 M |
| Filed 2009-12-11 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Northgate IV LP | [2012-03-30] | 402.7 M | 35.7 M |
| Filed 2009-05-01 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Northgate IV-M LP | [2012-03-30] | 52.4 M | 5.6 M |
| Filed 2009-12-11 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Northgate Partners A Delaware Multiple Series LLC | 2012-03-30 | 33.3 M | |
| VC | Northgate Partners LP | 2012-03-30 | 0.0 M | |
| PE | Northgate Private Equity Partners II-B LP | 2012-03-30 | 1.7 M | |
| PE | Northgate Private Equity Partners II-B Q LP | 2012-03-30 | 5.5 M | |
| PE | Northgate Private Equity Partners III-B1 LP | [2012-03-30] | 0.2 M | |
| PE | Northgate Private Equity Partners III-B2 LP | [2012-03-30] | 0.7 M | |
| PE | Northgate Private Equity Partners III-B3 LP | [2012-03-30] | 13.0 M | |
| PE | Northgate Private Equity Partners III LP | 2012-03-30 | 35.7 M | |
| PE | Northgate Private Equity Partners III-M2 LP | [2012-03-30] | 7.7 M | |
| PE | Northgate Private Equity Partners II LP | 2012-03-30 | 2.6 M | |
| PE | Northgate Private Equity Partners II-M LP | 2012-03-30 | 2.5 M | |
| PE | Northgate Private Equity Partners II-M Q LP | 2012-03-30 | 2.0 M | |
| PE | Northgate Private Equity Partners II Q LP | 2012-03-30 | 16.0 M | |
| PE | Northgate Private Equity Partners LP | 2012-03-30 | 5.5 M | |
| PE | Northgate Private Equity Partners Q LP | 2012-03-30 | 2.2 M | |
| PE | Northgate V-B LP | [2012-03-30] | 4.7 M | |
| Filed 2012-02-08 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Northgate V-E LP | [2012-03-30] | 6.5 M | |
| Filed 2011-02-01 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Growth III LP | [2012-03-30] | 66.2 M | 37.7 M |
| Filed 2012-07-18 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Growth II LP | [2012-03-30] | 1.1 M | |
| Filed 2009-03-17 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Northgate Venture Growth I LP | [2012-03-30] | 30.5 M | |
| VC | Northgate Venture Partners III LP | [2012-03-30] | 7.3 M | |
| VC | Northgate Venture Partners III Q LP | [2012-03-30] | 1.6 M | |
| VC | Northgate Venture Partners II LP | 2012-03-30 | 7.7 M | |
| VC | Northgate Venture Partners II Q LP | 2012-03-30 | 1.9 M | |
| VC | Northgate Venture Partners VI LP | [2012-03-30] | 153.2 M | 291.7 M |
| Filed 2013-02-15 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Northgate V LP | [2012-03-30] | 96.2 M | 33.2 M |
| Filed 2011-06-17 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Northgate V-M LP | [2012-03-30] | 10.7 M | |
| Filed 2012-02-16 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | University Technology Ventures LP | 2012-03-30 | 4.0 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 67 | 2.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 67 | 2.9 |
| By Discretionary | ||
| Discretionary | 67 | 2.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 67 | 2.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.9 | |
| Total | 67 | 2.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Carol Christensen | Promoter | 5 | 3 | |
| Mark Harris | Promoter | 70 | 2 | |
| Brent Jones | Promoter | 63 | 2 | |
| Thomas Vardell | Promoter | 53 | 2 | |
| Jared Stone | Promoter | 51 | 2 | |
| Northgate Capital LLC | Director, Executive Officer, Promoter | 14 | 2 | |
| Hosein Khajeh-Hosseiny | Promoter | 9 | 2 | |
| Lawrence Cowen | Executive Officer, Promoter | 8 | 2 | |
| Larry Cowen | Executive Officer, Promoter | 8 | 2 | |
| Allan Chou | Promoter | 8 | 2 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.5B |
| Serves | Institutional |
| Fund Types | Private Equity |
| LEI | 549300RKWSOSK1GUPF86 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Gamut Capital Management LP
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|
NY | 3,049.2 M |
|
ClariVest Asset Management LLC
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|
CA | 3,048.4 M |
|
Anthos Management LP
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|
CA | 3,043.7 M |
|
Pharmakon Advisors LP
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|
NY | 3,038.4 M |
|
Overland Advisors LLC
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|
NY | 3,034.4 M |
|
Argonaut Private Capital LP
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|
OK | 3,008.0 M |
|
Trinity Hunt Management LP
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|
TX | 2,994.5 M |
|
Pacific Avenue Capital Partners Management Company LLC
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|
CA | 2,978.2 M |
|
DFW Capital Management LLC
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|
NY | 2,886.2 M |
|
Edgewater Services LLC
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|
IL | 2,836.8 M |