Northwestern Mutual Investment Management Company LLC

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Assets, Funds, Holdings

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Northwestern Mutual Investment Management Company LLC
CRD #307865
SEC #801-119948
CIK #0001629649
AUM $281.3 BB (2024-06-10)
Employees 260 (95% Investors, 0% Brokers)
Phone414-665-1444
Address720 East Wisconsin Avenue
Milwaukee, WI 53202-4797
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
3002401801206002009201420192025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 0.1
NVDA 399.6 0.1
AAPL 2,382.8 0.1
AMZN 1,093.0 0.1
META 434.9 0.0
GOOGL 1,475.1 0.0
GOOG 1,482.6 0.0
LLY 301.8 0.0
AVGO 201.3 0.0
JPM 340.2 0.0
View All
Holdings by Sector ($BB)
10.08.06.04.02.00.02013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
SA 720 East CLO 2023-Ii Ltd 2024-03-29 418.4
SA 720 East CLO 2023-I Ltd 2024-03-29 487.5
PE Northwestern Mutual Private Equity Co-Investment Fund III LP 2024-03-29 52.3
SA 720 East CLO 2022-I Ltd 2023-03-31 412.6
PE Northwestern Mutual Private Equity Co-Investment Fund II LP [2023-03-31] 48.0 56.5
PE NMC VI Equity Fund LP [2022-03-31] 0.0 29.4
PE Northwestern Mutual Private Equity Co-Investment Fund I LP [2022-03-31] 74.8 82.1
PE NMC V Equity Fund LP 2020-11-10 52.8
PE NMC V MEZZ Fund LP 2020-11-10 32.8
PE Northwestern Mutual Capital Mezzanine Fund III LP [2020-11-10] 60.0 11.6
PE Northwestern Mutual Capital Mezzanine Fund IV LP [2020-11-10] 0.0 13.2
PE Northwestern Mutual Capital Strategic Equity Fund III LP [2020-11-10] 40.0 14.0
PE Northwestern Mutual Capital Strategic Equity Fund IV LP [2020-11-10] 0.0 11.5
PE Northwestern Mutual Capital Mezzanine Fund II LP [2012-02-14] 30.0 4.7
PE Northwestern Mutual Capital Mezzanine Fund I LP [2012-02-14] 34.8
PE Northwestern Mutual Capital Strategic Equity Fund II LP [2012-02-14] 70.0 2.3
PE Northwestern Mutual Capital Strategic Equity Fund I LP [2012-02-14] 12.9
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 1 0.4
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 10 2.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 3 278.8
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 25 281.3
By Discretionary
Discretionary 25 281.3
Non-Discretionary 0 0.0
Total 25 281.3
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 281.2
Total 25 281.3
Form D Directors # Filings # Firms 2011 - 2024
Timothy Collins 36
Brian McDonald 12
Michael Leske 9
Jeffrey Behring 6
Bradley Kunath 6
Daniel Julka 6
Michael Bay 6
Douglas Timmer 6
Andrew Berlinski 6
Mark Kishler 4
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001629649]
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