Northwestern Mutual Investment Management Company LLC

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Assets, Funds, Holdings

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Northwestern Mutual Investment Management Company LLC
CRD #307865
SEC #801-119948
CIK #0001629649
AUM $323.1 B (2026-05-06)
Employees 246 (87% Investors, 0% Brokers)
Phone414-665-1444
Address720 East Wisconsin Avenue
Milwaukee, WI 53202-4797
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
3502802101407002010201520212027
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.1
Apple Inc 0.1
Microsoft Corp 0.1
Amazon Com Inc 0.1
Alphabet Inc 0.1
Broadcom Inc 0.0
Alphabet Inc 0.0
Facebook Inc 0.0
Tesla Motors Inc 0.0
J P Morgan Chase & Co 0.0
View All
Holdings by Sector ($B)
10.08.06.04.02.00.02011201620212027
Type Form D Funds Date Sold ($M) AUM ($M)
SA 720 East CLO IX Ltd 2026-03-31 0.0
SA 720 East CLO VIII Ltd 2026-03-31 397.5
SA 720 East CLO VII Ltd 2026-03-31 392.4
PE Northwestern Mutual Private Equity Co-Investment Fund V LP [2026-03-31] 74.6 74.6
SA 720 East CLO IV Ltd 2025-03-31 446.5
SA 720 East CLO VI Ltd 2025-03-31 399.0
SA 720 East CLO V Ltd 2025-03-31 443.2
PE Northwestern Mutual Capital Equity Fund VII-A LP [2025-03-31] 0.0 158.4
PE Northwestern Mutual Capital Equity Fund VII LP [2025-03-31] 0.0 438.5
PE Northwestern Mutual Private Equity Co-Investment Fund IV LP [2025-03-31] 61.4 96.1
SA 720 East CLO 2023-Ii Ltd 2024-03-29 446.7
SA 720 East CLO 2023-I Ltd 2024-03-29 495.0
PE Northwestern Mutual Private Equity Co-Investment Fund III LP [2024-03-29] 52.3 68.0
SA 720 East CLO 2022-I Ltd 2023-03-31 424.5
PE Northwestern Mutual Private Equity Co-Investment Fund II LP [2023-03-31] 48.0 55.1
PE NMC VI Equity Fund LP [2022-03-31] 0.0 32.3
PE Northwestern Mutual Private Equity Co-Investment Fund I LP [2022-03-31] 74.8 59.6
PE Four Columns Junior Capital Fund VI-A LP [2022-03-30] 138.5 150.4
PE Four Columns Junior Capital Fund VI LP [2022-03-30] 248.1 388.1
PE NMC V Equity Fund LP 2020-11-10 34.1
PE NMC V MEZZ Fund LP 2020-11-10 7.9
PE Northwestern Mutual Capital Mezzanine Fund III LP [2020-11-10] 60.0 13.2
PE Northwestern Mutual Capital Mezzanine Fund IV LP [2020-11-10] 0.0 10.7
PE Northwestern Mutual Capital Strategic Equity Fund III LP [2020-11-10] 40.0 10.7
PE Northwestern Mutual Capital Strategic Equity Fund IV LP [2020-11-10] 0.0 7.5
PE Northwestern Mutual Capital Mezzanine Fund II LP [2012-02-14] 30.0 4.7
PE Northwestern Mutual Capital Mezzanine Fund I LP [2012-02-14] 34.8
PE Northwestern Mutual Capital Strategic Equity Fund II LP [2012-02-14] 70.0 2.3
PE Northwestern Mutual Capital Strategic Equity Fund I LP [2012-02-14] 12.9
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 1 0.4
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 7.4
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 3 315.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 32 323.1
By Discretionary
Discretionary 32 323.1
Non-Discretionary 0 0.0
Total 32 323.1
By Non-United States Persons
Non-United States Persons 3.5
United States Persons 319.5
Total 32 323.1
Form D Directors Role # Filings # Firms 2011 - 2026
Daniel Grugan 26 10
Kristopher Musselman 24 5
Reshmi Mitra 21 5
Ashish Dodia 144 4
Timothy Collins 38 4
Brian McDonald 15 3
Michael Leske 11 3
Bradley Kunath 8 2
Daniel Julka 8 2
Michael Bay 8 2
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001629649]
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