Numa Americas Corp

Item 5 – Fees and Compensation

Basic fee schedule

Adviser provides advisory and administrative services for a flat fee (percentage) based upon regulatory assets
under management, which is outlined and established via advisory/administrative services agreement.
The specific manner in which fees are charged by Adviser is established in each client’s written agreement with
Adviser. For investment advisory services, generally and pursuant to contract, fees for the management of
Accounts will be based upon a percentage of the total regulatory assets under management including implied
leverage of the account (including margined assets). Adviser typically receives an annual management fee,
between .30% to 1.00% of this calculated regulatory asset under management of the Account. All fees are
negotiable. Adviser may enter into flat fee arrangements from time to time, typically for administrative services
provided to clients or client Accounts.

Calculation and Deduction of Advisory Fees

With respect to accounts that Adviser manages on a discretionary basis, including the specialized discretionary
programs, generally clients do NOT authorize Adviser to directly debit management fees from client accounts,
instead invoices are sent once services have been performed, usually, quarterly and clients directly pay these
amounts through wire transfers. Fees for Family Wealth Services and other non-discretionary programs are billed
to clients.

A client may pay more or less fees than similar clients depending on the particular circumstances of the client,
size, additional or differing levels of servicing or as otherwise agreed with specific clients. Clients that negotiate
fees, including a flat fee, may end up paying a higher fee than that set forth above as a result of fluctuations in the
client’s assets under management and account performance.

Additional Fee Information

Clients receive an invoice for fees, in which it may choose to pay Numa directly for its billed fees for the relevant
period.

Adviser’s fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses
which shall be incurred directly by the client. Clients may incur certain charges imposed by custodians, brokers,
and other third parties such as fees charged by fund managers, custodial fees, deferred sales charges, odd-lot
differentials, transfer taxes, wire transfer and electronic funds fees, and other fees and taxes on brokerage
account and securities transactions. Mutual funds and exchange traded funds also charge internal management
fees, which are disclosed in a fund’s prospectus. It is the Adviser’s policy not to accept “kick-backs” or
retrocession fees from any third non-affiliated party providing services to the Adviser’s clients.

Termination of the Agreement

Although an Agreement between Numa and its clients are ongoing agreements and constant adjustments are
required, the length of service to the client is at the client’s discretion. The client or the investment manager may
terminate an Agreement by written notice to the other party with a (30) thirty – day advance notice or as agreed
upon otherwise between the client and the Adviser.

If an agreement is terminated during a period in which the client has already paid Numa its advisory fees in
advance, then the Adviser will reimburse, on a pro-rated basis, the remaining advisory fees collected for any
service not rendered; these fees will be sent to the client’s address of record, unless otherwise directed by the
client, within (30) days of termination of the agreement.

Item 7 - Types of Clients

Numa provides asset and/or portfolio management services to high-net-worth individuals, corporations and
institutions or other entities. The minimum dollar value for establishing an Account is generally $50,000. Initial
investments of a lesser amount may be accepted at Adviser’s discretion.