|
⚲
|
| Thomas Leo Advisory LLC
✚
|
|
|---|---|
| CRD # | 159271 |
| SEC # | 801-112656 |
| CIK # | |
| AUM | $192.7 M (2026-03-09) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 612-208-1641 |
| Address | 4406 Beard Ave S Minneapolis, MN 55410 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 91 | 21.7 |
| (b) Individuals (high net worth individuals) | 53 | 141.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 29.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 390 | 192.7 |
| By Discretionary | ||
| Discretionary | 385 | 191.2 |
| Non-Discretionary | 5 | 1.5 |
| Total | 390 | 192.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 192.7 | |
| Total | 390 | 192.7 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Elemental Capital Partners LLC
✚
|
0.2 | |
|
East Guilford Financial Services LLC
✚
|
CT | 0.2 |
|
High Point Wealth Management LLC
✚
|
NJ | 0.2 |
|
Fulcrum Equity Management LLC
✚
|
TX | 0.2 |
|
Setchfield Associates LLC
✚
|
FL | 0.2 |
|
Numa Americas Corp
✚
|
FL | 0.2 |
|
Davis Private Wealth LLC
✚
|
FL | 0.2 |
|
Financial Elements Inc
✚
|
IL | 0.2 |
|
Excel Capital Management Corp
✚
|
NJ | 0.2 |
|
The Archer Consulting Group LLC
✚
|
LA | 0.2 |