NWQ Investment Management Company LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
NWQ Investment Management Company LLC
CRD #121876
SEC #801-61379
CIK #0000763848
AUM
Employees 35 (60% Investors, 9% Brokers)
Phone310-712-4000
Address2029 Century Park East
Los Angeles, CA 90067
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($B)
40322416802001200820162024
Type Form D Funds Date Sold ($M) AUM ($M)
HF NWQ Concentrated Master Fund Limited [2012-03-30] 277.5 55.9
HF NWQ Energy Crossover Master Fund Limited [2012-03-30] 0.0 8.6
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 15 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 13 4.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 6 2.7
(g) Pension and profit sharing plans 18 1.3
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.1
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.2
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 6 0.4
(n) Other 1,861 0.6
Total 1,925 9.6
By Discretionary
Discretionary 1,925 9.6
Non-Discretionary 0 0.0
Total 1,925 9.6
By Non-United States Persons
Non-United States Persons 3.6
United States Persons 6.0
Total 1,925 9.6
Form D Directors # Filings # Firms 2011 - 2025
Laren Gillespie 116
Lisa Alexander 75
John Conlin 8
Michelle Wilsonclark 5
John Bosse 4
EDGAR Form CIK 2011 - 2025
13F-HR [0000763848]
13F-NT [0000763848]
D [0000763848]
SC 13G [0000763848]
Form 13D/13G Filer Form 13D/13G Subject Filed
NWQ Investment Management Company LLC ADMA Biologics Inc [2022-02-11]
NWQ Investment Management Company LLC Glatfelter P H Co [2019-02-14]
NWQ Investment Management Company LLC Bank of NT Butterfield & Son Ltd [2018-02-14]
NWQ Investment Management Company LLC GP Strategies Corp [2018-02-13]
NWQ Investment Management Company LLC Vince Holding Corp [2017-02-03]
NWQ Investment Management Company LLC John B Sanfilippo & Son Inc [2016-02-12]
NWQ Investment Management Company LLC Haverty Furniture Companies Inc [2016-02-12]
NWQ Investment Management Company LLC Taylor Morrison Home Corp [2016-02-12]
NWQ Investment Management Company LLC Heritage Financial Corp /WA/ [2016-02-12]
NWQ Investment Management Company LLC Freds Inc [2016-02-12]
NWQ Investment Management Company LLC Mitel Networks Corp [2015-01-29]
NWQ Investment Management Company LLC Astronics Corp [2015-01-29]
NWQ Investment Management Company LLC Capital Bank Financial Corp [2015-01-29]
NWQ Investment Management Company LLC Inter Parfums Inc [2015-01-29]
NWQ Investment Management Company LLC Landec Corp CA [2015-01-29]
NWQ Investment Management Company LLC Lattice Semiconductor Corp [2015-01-29]
NWQ Investment Management Company LLC Materion Corp [2015-01-29]
NWQ Investment Management Company LLC Stoneridge Inc [2015-01-29]
NWQ Investment Management Co LLC Carrizo Oil & Gas Inc [2013-02-14]
NWQ Investment Management Co LLC Tortoise Energy Capital Corp [2013-02-14]
NWQ Investment Management Co LLC Homestreet Inc [2013-02-14]
NWQ Investment Management Co LLC Hartford Financial Services Group Inc/DE [2012-02-14]
NWQ Investment Management Co LLC Privatebancorp Inc [2012-02-14]
NWQ Investment Management Co LLC PMC Sierra Inc [2012-02-14]
NWQ Investment Management Co LLC Bob Evans Farms Inc [2012-02-14]
NWQ Investment Management Co LLC Forestar Group Inc [2012-02-14]
Terms | Privacy | Guide
tony@aum13f.com