NWQ Investment Management Company LLC

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NWQ Investment Management Company LLC
CRD #121876
SEC #801-61379
CIK #0000763848
AUM
Employees 35 (60% Investors, 9% Brokers)
Phone310-712-4000
Address2029 Century Park East
Los Angeles, CA 90067
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($BB)
40322416802000200720142022
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF NWQ Concentrated Master Fund Limited [2012-03-30] 215.0 55.9
HF NWQ Energy Crossover Master Fund Limited [2012-03-30] 9.7 8.6
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 15 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 13 4.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 6 2.7
(g) Pension and profit sharing plans 18 1.3
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.1
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.2
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 6 0.4
(n) Other 1,861 0.6
Total 1,925 9.6
By Discretionary
Discretionary 1,925 9.6
Non-Discretionary 0 0.0
Total 1,925 9.6
By Non-United States Persons
Non-United States Persons 3.6
United States Persons 6.0
Total 1,925 9.6
Form D Directors # Filings # Firms 2011 - 2024
Laren Gillespie 113
Lisa Alexander 75
John Conlin 8
Michelle Wilsonclark 5
John Bosse 4
EDGAR Form CIK 2011 - 2024
13F-HR [0000763848]
13F-NT [0000763848]
D [0000763848]
SC 13G [0000763848]
Form 13D/13G Filer Form 13D/13G Subject Filed
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