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| Keyboard |
| O-Cap Management LP
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|---|---|
| CRD # | 162432 |
| SEC # | 802-75129 |
| CIK # | 0001539093 |
| AUM | |
| Employees | |
| Fees | |
| Minimum | |
| Phone | 212-554-4622 |
| Address | 600 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | O-Cap Offshore Master Fund LP | [2012-03-28] | 5.8 M | |
| Filed 2010-09-10 (D/A) · Exemption 506, 3(c)(7) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | O-Cap Partners LP | [2012-03-28] | 11.3 M | 14.1 M |
| Filed 2010-09-10 (D/A) · Exemption 506, 3(c)(7) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| Ian Goodall | Director | 141 | 33 | |
| Jared Sturdivant | Executive Officer | 14 | 3 | |
| Michael Olshan | Executive Officer | 6 | 3 | |
| O-Cap Management LP | Promoter | 2 | 1 | |
| O-Cap Management LP | Promoter | 2 | 1 | |
| O-Cap Advisors LLC | Promoter | 2 | 1 | |
| Christopher Shakal | Executive Officer | 2 | 1 | |
| O-Cap Advisors LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001539093] | |
| 4 | [0001539093] | |
| SC 13G | [0001539093] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| O-Cap Management LP | Emerald Oil Inc | [2013-01-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Endeavour International Corp END
Put Option (obligation to buy) · derivative
|
2013-03-15 | Option exercise | 2,205 | $0.00 | |
|
Endeavour International Corp END
Put Option (obligation to buy) · derivative
|
2013-03-15 | Option exercise | 3,344 | $0.00 | |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-03-15 | Option exercise | 220,500 | $7.51 | 1,655,955 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-03-15 | Option exercise | 334,400 | $7.51 | 2,511,344 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-03-07 | Buy | 2,859 | $3.43 | 9,806 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-03-07 | Buy | 2,141 | $3.43 | 7,344 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-03-06 | Buy | 38,592 | $3.37 | 130,055 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-03-06 | Buy | 51,608 | $3.37 | 173,919 |
|
Endeavour International Corp END
Put Option (obligation to buy) · derivative
|
2013-02-14 | Option exercise | 18 | $0.00 | |
|
Endeavour International Corp END
Put Option (obligation to buy) · derivative
|
2013-02-14 | Option exercise | 28 | $0.00 | |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-02-14 | Option exercise | 2,800 | $7.50 | 21,000 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-02-14 | Option exercise | 1,800 | $7.50 | 13,500 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-01-07 | Buy | 34,385 | $5.91 | 203,215 |
|
Endeavour International Corp END
Common Stock, $0.001 Par Value
|
2013-01-07 | Buy | 25,615 | $5.91 | 151,385 |