O'Connor Financial Group LLC

Item 5: Fees and Compensation
  A.​ For clients receiving both investment management and financial planning services, Adviser’s
      services are provided either pursuant to an asset-based fee schedule or pursuant to a flat fee
      schedule. Our fees and fee ranges as set forth herein reflect the typical fees we charge to clients;
      however, the specific fees charged to a particular client will vary from client to client. Each client
      should review the services agreement signed with us for the fees that will be charged and how
      fees will be payable. Our fees may vary from client to client due to historical or ‘grandfathered’ fee
      schedules that are no longer offered, the nature and scope of the services to be provided to the
      client, personal or familial relationships with the client, and other factors that we deem relevant.
      Fees are negotiable, but we reserve the right to accept or reject different fees proposed by the
      client.
      ​
      Adviser’s standard asset-based fee schedules are set forth below:

      A recurring investment advisory fee pursuant to the following fee schedule:

        Assets Under Adviser’s Management                      Annual Fee
               For the first $1,000,000                          1.00%
               For the next $1,000,000                           0.65%
               For the next $1,000,000                           0.45%
          For any amount above $3,000,000                        0.40%

      Plus​

      A recurring portfolio management fee pursuant to the following fee schedule:

        Assets Under Adviser’s Management                      Annual Fee
                From $0 to $500,000                              0.35%
           From $500,000.01 to $1,000,000                        0.30%
          From $1,000,000.01 to $3,000,000                       0.25%
          From $3,000,000.01 to $5,000,000                       0.15%
              $5,000,000.01 and above                            0.10%

      The investment advisory fee schedule above is a ‘tiered’ or ‘blended’ fee schedule, which means
      that different annual fee percentages will apply to different ranges of client assets under Adviser’s
      management. The fee portfolio management fee schedule above is a ‘cliff’ fee schedule, which
      means that all client assets under Adviser’s management are charged the same corresponding
      annual fee percentage based on the total client assets designated to be under Adviser’s
      advisement. Solely with respect to segregated cash or cash equivalent accounts, we generally
      charge an asset-based cash management fee of 0.10% per annum. Fees are deducted in
      advance on a monthly basis from clients’ assets and based upon the market value of such assets
      managed and advised by Adviser as of the last day of the prior calendar month. Incidental cash is
      included in the assets upon which fees are assessed.​
      ​
      For clients charged pursuant to a flat fee schedule, the flat fee generally ranges from $1,000 to
      $40,000 per year, charged monthly in advance.

  B.​ For clients receiving standalone financial planning services, Adviser’s services are provided
      pursuant to a flat fee schedule that is comprised of a one-time initial financial planning fee due
      upon presentation of a client’s initial financial plan, followed by a recurring financial planning fee
      that is charged monthly in advance. The one-time initial financial planning fee is typically $1,500
      and the recurring monthly financial planning fee typically ranges between $100 to $1,000 per
      month, but such fees will vary based on the nature and complexity of a client’s financial situation

                                        Date of Brochure: May 14, 2026

    and the specific financial planning services to be delivered by us.​

C.​ For clients that have engaged Adviser to render tax preparation and filing services, an additional
    one-time flat fee shall apply in consideration of each tax year for which a federal and state income
    tax return are prepared and filed. The flat fee typically ranges from $250 - $5,000, is charged
    either in full upon filing or with a 50% deposit upon initial engagement, and is payable via ACH or
    credit card through a third-party payment processor or by check mailed to our office. If a tax
    preparation and filing services engagement letter is terminated before the completion of services,
    the fee shall be prorated up to the date of termination based on the percentage of services
    performed up to the date of termination.​

D.​ In addition to the fees charged by Adviser, clients will incur brokerage and other transaction costs.
    Please refer to Item 12: Brokerage Practices, for further information on such brokerage and other
    transaction-related practices. Clients will also typically incur additional fees and expenses
    imposed by independent and unaffiliated third-parties, which can include qualified custodian fees,
    mutual fund or exchange traded fund fees and expenses, mark-ups and mark-downs, spreads
    paid to market makers, wire transfer fees, check-writing fees, early-redemption charges, certain
    deferred sales charges on previously-purchased mutual funds, margin fees, charges or interest,
    IRA and qualified retirement plan fees, and other fees and taxes on brokerage accounts and
    securities transactions. These additional charges are separate and apart from the fees charged
    by Adviser.

E.​ If Adviser or client terminates the advisory agreement before the end of a monthly billing period,
    Adviser’s fees will be prorated through the effective date of the termination. The pro rata fees for
    the remainder of the quarterly billing period after the termination will be refunded to the client.
...

Item 7: Types of Clients
Adviser generally provides its services to individuals, high-net-worth individuals, and business entities.
Adviser does not require a minimum account value to open or maintain an account. Please note that the
Third-Party Advisers retained by Adviser may separately impose minimum account value requirements.

                                        Date of Brochure: May 14, 2026