O'Rourke & Company Incorporated

Item 5 Fees and Compensation

                                 Investment Supervisory Or Management Services

The annual fee for investment supervisory or management services is a percentage of the client's assets under the
firm's management, ranging from 0.30% to 1.00%. The percentage fee is negotiated with the client after a review
of the size of the accounts to be managed, the complexity of the client's needs and the level and scope of the
overall services to be rendered; generally, the greater the value of the assets under management, the lower the
percentage fee. These fees are negotiable at the sole discretion of the firm. The fee to be charged each client will
be stipulated within each client's advisory agreement and will apply to all assets within the portfolio or household
(as defined in the agreement).

Assets included in clients' margin balances are included when calculating advisory fees. In other words, advisory
fees are calculated on the value of the assets in the account, and not on the net liquidating value of the account.
Clients who use margin should note that they will also pay margin interest on the same assets. Fees are billed in
arrears. We generally require clients to instruct the custodian to debit fees from the client's account. Clients are
billed on a quarterly basis, in arrears, based on the value of the account, as reflected in the SS&C Black Diamond
system, on the last day of each calendar quarter. Clients should note that the asset values reflected in the SS&C
Black Diamond system sometimes differ from the values shown in the custodian's statements, generally due to
differences in the the timing of posting of dividends, distributions and transactions to the account.

                                              Financial Planning Fees

Fees are negotiated on a case-by-case basis. They may be charged on an hourly or fixed fee basis. Once
determined, the fee arrangement is set forth in the client’s agreement.

Hourly Fees. Hourly rates range from $60 to $400 per hour based upon the knowledge and experience of the
individual providing the work. Fees are billed in 15-minute increments. Hourly fees will be billed monthly as the
work is provided (in arrears).

Fixed Fees. Fees are typically determined by estimating the number of hours to be spent preparing the plan and
then quoting a fixed price. If additional work is requested that goes beyond the original scope of the project, it
may be billed on an hourly basis or a fixed price basis as negotiated. Fixed fees will be invoiced quarterly
depending upon the negotiated agreement with the client and the anticipated delivery of the plan. Other limited
planning services are billed monthly. In addition, some or all of the financial planning fees may be included in
the investment management fees agreed upon by the client. Financial planning is not always billed separately.
Total costs for financial plans, whether per hour or on a fixed basis, generally range from $500 to $5,000 or
more. If a contract is terminated prior to the service being delivered, we will bill the client for work completed. In
the case of prepaid fees, we will provide a prorated refund based on the hourly rate of the individuals who
provided services.

                                      Retirement Plan Advisory Services Fees

Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00%, billed in arrears,
based on the market value of assets under management at the end of the prior calendar quarter, pursuant to the
terms of the agreement. Fees are negotiated depending on the size and complexity of the Plan.

                                                    Other Fees

In addition to our investment advisory fees, the client will pay all direct expenses incurred for the client or
disbursements made on behalf of the client, including custodian’s charges for commissions, transaction fees,
asset-based custody fees, and all other fees described in the custodial agreement. Clients will also incur charges
imposed by other third-parties in connection with certain investments, including mutual fund fees, confirmation
fees, surcharges, fees charged by sub-account managers, contingent deferred sales charges on previously
purchased mutual funds, clearing, custody and other transaction charges and service fees, and IRA and Qualified
Retirement Plan fees.

Additional third-party fees can also include fees associated with the type of transaction (exchange versus
purchase), method of placing the transaction (electronic vs. over the phone), and paper confirmation fees.

All mutual funds, including "no load" funds and exchange traded funds, incur transaction costs, expenses and
other fees. Mutual funds typically charge ongoing fees and operating costs, including operating expenses,
management fees, 12b-1 / servicing fees, and other expenses. These charges are deducted from the fund's assets,
thereby reducing the shareholders' investment returns. Many mutual funds pay a portion of the marketing and
distribution fees to broker-dealers, which in turn pay a portion of these fees to their representatives. Information
about the fund's fees and expenses is contained in the fund Prospectus or in other documents such as the fund's
Statement of Additional Information. Investors should request and read the fund's Prospectus before making an
investment decision.

When purchasing mutual funds, choosing a share class is an important investment decision. Different share
classes are charged different types and amounts of fees. Certain share classes can also be subject to restrictions on
redemptions, or to 'back end" charges that are assessed if the investor redeems his or her investment within a
prescribed time period. The holders of higher-cost share classes will pay higher fees, and will thus achieve lower
investment return, than holders of lower-cost share classes of the same fund.
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Item 7 Types of Clients

We offer investment advisory services to individuals, high net worth individuals, pension and profit-sharing
plans, trusts, estates, charitable organization, corporations, and other small business entities.

The firm does not require a minimum amount of assets for opening or maintaining an account.