Prairie Advisory LLC

Item 5 – Fees and Compensation

Prairie Advisory provides tailored investment advisory solutions to its Clients. This is achieved
through client contact and interaction while providing discretionary or non-discretionary
investment management over Client Portfolios and a broad range of comprehensive financial
planning. Investment Management and Financial Planning services are also offered as standalone
services as described below.

Fees for Prairie Advisory Services:

       Portfolio Management Services

       Fees charged for discretionary investment management services are negotiated prior to
       the engagement. The firm’s fees may be either asset based up to 1.50% or a fixed
       amount depending on various factors (e.g. level of service to be provided, amount of
       assets to be managed, complexity of the engagement, etc.)

       The firm may also at its discretion impose separate fees for additional advisory or
       planning services provided, but such fees will be disclosed in advance.

       Fees are generally calculated and charged quarterly in advance based on the quarter
       ending balance of assets under management at the end of the preceding quarter (i.e. the
       beginning of the quarter of services). Fees for partial quarter are prorated and adjusted
       based on the number of days assets are under management (i.e. new accounts and
       terminated accounts). Fees may also be adjusted for cash flows (i.e. deposits or
       withdrawals) based on the number of days assets are under management as noted in the
       client agreement.

       Fees are generally deducted directly from client accounts except in instances where
       alternate payment has been approved by Prairie Advisory.

       Services may be terminated at any time by either party with 30 days written notice to the
       other party, and fees will be prorated accordingly. Any payments made in advance will
       be prorated and any unearned portion will be refunded to the client subject to the notice
       provision above.

       All management fees paid to Prairie Advisory are separate and unrelated to any fees or
       expenses assessed by mutual funds or exchange traded funds. Information pertaining to
       fund-generated fees and expenses can be found in mutual fund and exchange traded fund
       prospectuses. Management fees paid to Prairie Advisory are also separate from any
       platform fee or trade commission charged by an account custodian or broker-dealer,

    although trade commissions may at times be paid by Prairie Advisory at the firm’s
    discretion.

    Financial Planning Services

    Financial planning services may be incorporated into investment management
    engagements or may be provided on a stand-alone basis. Fees charged for stand-alone
    financial planning services are quoted in advance and charged at a fixed amount or are
    quoted on an hourly basis. Quoted fixed fees will be based on the complexity and level
    of service provided on a case-by-case basis. Hourly fees will be estimated based on the
    complexity and level of service provided on a case-by-case basis. As mentioned above,
    services may include planning in areas such as education funding, retirement planning,
    estate planning, risk management, employee benefits planning, tax planning, etc. Since
    each of these areas can vary in complexity depending on the complexity of the client’s
    financial situation, costs will vary as well. Fees are negotiable depending on the
    circumstances of the engagement, location, etc.

    Fees are generally billed directly to the client in arrears, although a portion of which may
    be billed in advance.

    Services may be terminated at any time by either party with 30 days written notice to the
    other party, and fees will be prorated based on the degree to which services have been
    completed. Any payments made in advance will be prorated and any unearned fees will
    be refunded to the client subject to the notice provision above.

    All financial planning fees paid to Prairie Advisory are separate and unrelated to any fees
    or expenses assessed by any broker, custodian, or other outside party.

    Retirement Plan Services

    Fees charged for retirement plan services may be charged in advance or in arrears
    depending on the service provided. Fees may be fixed or asset based (not to exceed
    0.70% annually except in cases where a minimum fee applies), and are negotiable
    depending on the complexity of the service. Fee levels (whether fixed or asset based)
    are primarily based on actual services to be provided.

    Fees are generally due quarterly, and depending on the engagement, may be deducted
    directly at the plan level, may be deducted from individual plan participant accounts, may
    be billed to the plan sponsor, or may be billed to a plan administrator at the request of the
    plan sponsor.

       Services may be terminated at any time by either party with 30 days written notice to the
       other party, and fees will be prorated accordingly. Any payments made in advance will
       be prorated and any unearned fees will be refunded to the client subject to the notice
       provision above.

       All retirement plan fees paid to Prairie Advisory are separate and unrelated to any fees or
       expenses assessed by any broker, custodian, or other outside party.

Commissionable Securities Sales:

Some affiliated persons of Prairie Advisory may also be registered representatives of LPL
Financial LLC, a securities broker-dealer and member of the Financial Industry Regulatory
Authority, Inc. (FINRA). As such, these individuals, in their separate capacities as registered
representatives, will be able to effect securities transactions and will receive separate customary
compensation for effecting any securities transactions. They may also from time to time receive
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Item 7 – Types of Clients

Prairie Advisory provides services to individuals, businesses and retirement plans.

For its services, Prairie Advisory does not require a minimum dollar value in assets for
establishing or maintaining a client’s account, but the firm reserves the right to decline
engagements for various reasons including account size.