Oakridge Management Group LLC

Item 5. Fees and Compensation

OakRidge typically charges clients a single annual fixed fee for its services. The amount of the fee,
which is payable in advance in quarterly installments, is negotiated with each client and is based
only on the types of services that OakRidge is engaged to provide, whether the client seeks to
participate in deal flow or benefit from OakRidge’s sourcing network, and the size and complexity
of each client’s investment portfolio. The annual fee is typically not less than $250,000 per year
and is not based on the level of assets under management. The annual fee payable by each client
is set forth in the services agreement between OakRidge and the client. OakRidge may, in its sole
discretion, reduce, waive, or calculate differently its fee with respect to certain clients, including
members, officers, affiliates, or employees of OakRidge or its affiliates or such person’s family
members and trusts or other entities established for the benefit of such person or his or her family.

For some qualified clients, OakRidge expects to charge a performance-based fee for its advisory
services. OakRidge negotiates the terms of this compensation on a case-by-case basis and includes
such terms in the applicable advisory contract (which may be in the form of a limited partnership
agreement or limited liability agreement). OakRidge charges performance-based fees only to
clients that are “qualified clients” under Rule 205-3(d)(1) under the Investment Advisers Act of
1940, as amended (“Advisers Act”).

Each client is responsible for certain charges imposed by unaffiliated third parties and incurred in
connection with OakRidge’s provision of the services, including during the investment of, or
arising from the investment or administration of, each client’s assets. Clients pay brokerage
commissions and other transaction costs incurred. Please refer to Item 12 (Brokerage Practices).

Other types of fees or expenses clients may be responsible for paying include (but are not limited
to): fees payable to providers of data aggregation services; legal and accounting fees; research
related fees; costs of due diligence; fees for proxy services; fees for underwriting and private
placements; interest on debt balances or borrowings; charges imposed directly by a mutual fund,
index fund, or exchange-traded fund purchased for the account, which shall be disclosed in the

fund’s prospectus (e.g., fund management fees and other fund expenses); certain deferred sales
charges; odd-lot differentials; transfer taxes; wire transfer and electronic fund fees; other fees and
taxes on brokerage accounts and securities transactions; fees associated with customized reporting;
and expenses incurred in connection with the purchase, holding, or sale of any private investment.

Neither OakRidge nor its supervised persons receive any compensation with respect to the
purchase or sale of securities or other investment products by any client.

In certain circumstances, when OakRidge sponsors and launches a Fund advised by OakRidge or
its affiliates, investors in such vehicle are charged a performance-based fee with respect to their
interests in such vehicle, payable to OakRidge Alternatives or another OakRidge affiliate, as
applicable. This performance-based fee is in addition to the fixed advisory fee charged by
OakRidge for managing the client’s assets. The fees associated with investment in any pooled
investment vehicle formed by OakRidge or its affiliates are disclosed in such vehicle’s offering
and/or operative documents. OakRidge Alternatives and any other OakRidge affiliates charge
performance-based fees only to investors in pooled investment vehicles that are “qualified clients”
under Rule 205-3(d)(1) under the Advisers Act.

Item 7. Types of Clients

OakRidge provides advisory services to ultra-high-net-worth families, including individual family
members and their related entities. OakRidge’s affiliate, OakRidge Alternatives, also manages
private funds on behalf of OakRidge.

At this time, OakRidge does not require a minimum amount of assets for its services.