Oates James M

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Oates James M
CIK #0001180238
EDGAR Form CIK 2011 - 2026
3 [0001180238]
4 [0001180238]
5 [0001180238]
Form 3/4/5 Subject 2011 - 2026
Oates James M
Stifel Financial Corp
Virtus Global Multi-Sector Income Fund
Zweig Fund Inc /MD/
Duff & Phelps Select MLP & Midstream Energy Fund Inc
Virtus Global Dividend & Income Fund Inc
John Hancock Investors Trust
John Hancock Income Securities Trust
John Hancock Premium Dividend Fund
John Hancock Preferred Income Fund III
John Hancock Preferred Income Fund
John Hancock Preferred Income Fund II
Virtus Total Return Fund
John Hancock Diversified Income Fund
John Hancock Tax-Advantaged Global Shareholder Yield Fund
John Hancock Tax-Advantaged Dividend Income Fund
John Hancock Financial Opportunities Fund
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Stifel Financial Corp SF
Common Stock
2021-06-02 Sell 20,000 $68.64 1,372,800
Stifel Financial Corp SF
Common Stock
2021-05-26 Option exercise 22,154 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2021-05-26 Option exercise 22,154 $0.00
Stifel Financial Corp SF
Common Stock
2021-02-22 Sell 10,000 $60.63 606,300
Stifel Financial Corp SF
Common Stock
2021-01-12 Option exercise 6,004 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2021-01-12 Option exercise 6,004 $0.00
Stifel Financial Corp SF
Common Stock
2020-11-09 Sell 9,000 $68.14 613,260
Stifel Financial Corp SF
Common Stock
2020-06-05 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2020-06-05 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2020-05-29 Grant 2,096 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2020-01-02 Option exercise 4,076 $0.00
Stifel Financial Corp SF
Common Stock
2020-01-02 Option exercise 4,076 $0.00
Stifel Financial Corp SF
Common Stock
2019-12-20 Sell 10,000 $61.99 619,900
Stifel Financial Corp SF
Common Stock
2019-11-21 Gift 2,000 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2019-06-06 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Common Stock
2019-06-06 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2019-06-05 Grant 1,900 $0.00
Stifel Financial Corp SF
Common Stock
2019-05-09 Sell 20,000 $58.61 1,172,200
Stifel Financial Corp SF
Common Stock
2019-01-02 Option exercise 4,179 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2019-01-02 Option exercise 4,179 $0.00
showing 20 of 83 most recent transactions
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