Oates James M

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Oates James M
CIK #0001180238
EDGAR Form CIK 2011 - 2026
3 [0001180238]
4 [0001180238]
5 [0001180238]
Form 3/4/5 Subject 2011 - 2026
Oates James M
Stifel Financial Corp
Virtus Global Multi-Sector Income Fund
Zweig Fund Inc /MD/
Duff & Phelps Select MLP & Midstream Energy Fund Inc
Virtus Global Dividend & Income Fund Inc
John Hancock Investors Trust
John Hancock Income Securities Trust
John Hancock Premium Dividend Fund
John Hancock Preferred Income Fund III
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Stifel Financial Corp SF
Common Stock
2021-06-02 Sell 20,000 $68.64 1,372,800
Stifel Financial Corp SF
Common Stock
2021-05-26 Option exercise 22,154 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2021-05-26 Option exercise 22,154 $0.00
Stifel Financial Corp SF
Common Stock
2021-02-22 Sell 10,000 $60.63 606,300
Stifel Financial Corp SF
Common Stock
2021-01-12 Option exercise 6,004 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2021-01-12 Option exercise 6,004 $0.00
Stifel Financial Corp SF
Common Stock
2020-11-09 Sell 9,000 $68.14 613,260
Stifel Financial Corp SF
Common Stock
2020-06-05 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2020-06-05 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2020-05-29 Grant 2,096 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2020-01-02 Option exercise 4,076 $0.00
Stifel Financial Corp SF
Common Stock
2020-01-02 Option exercise 4,076 $0.00
Stifel Financial Corp SF
Common Stock
2019-12-20 Sell 10,000 $61.99 619,900
Stifel Financial Corp SF
Common Stock
2019-11-21 Gift 2,000 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2019-06-06 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Common Stock
2019-06-06 Option exercise 1,900 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2019-06-05 Grant 1,900 $0.00
Stifel Financial Corp SF
Common Stock
2019-05-09 Sell 20,000 $58.61 1,172,200
Stifel Financial Corp SF
Common Stock
2019-01-02 Option exercise 4,179 $0.00
Stifel Financial Corp SF
Phantom Stock Units · derivative
2019-01-02 Option exercise 4,179 $0.00
showing 20 of 83 most recent transactions
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