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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Octagon Finance LLC
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|---|---|
| CRD # | 289850 |
| SEC # | 801-112264 |
| CIK # | |
| AUM | $193.8 M (2025-03-31) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 434-977-7770 |
| Address | 126 Garrett Street Charlottesville, VA 22902 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | OCP CCOF LLC | 2017-12-07 | 70.7 | |
| HF | Octagon Credit Partners LP | [2017-12-07] | 225.3 | 214.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 193.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 193.8 |
| By Discretionary | ||
| Discretionary | 5 | 193.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 193.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 193.8 | |
| Total | 5 | 193.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| John Stalfort III | 2 | ||
| Squiggly LLC Squiggly LLC | 1 | ||
| Sean Stalfort III | 1 | ||
| Octagon Finance Holdings LLC | 1 | ||
| Octagon Finance LLC Octagon Finance LLC | 1 | ||
| John Williamson Jr | 1 | ||
| Octagon Owner LLC Octagon Owner LLC | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
MAC Alpha Capital Management LP
✚
|
FL | 0.2 |
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Checkpoint Capital LP
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|
0.2 | |
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ShoreVest Partners Ltd
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0.2 | |
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KP Management LLC
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0.2 | |
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Syncracy Operational Management LLC
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0.2 | |
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Castle Ridge Asset Management Limited
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0.2 | |
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Baleen Capital Management LLC
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NV | 0.2 |
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Windham Capital Management LLC
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MA | 0.2 |
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Column Park Asset Management LP
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FL | 0.2 |
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Octagon Asset Management LLC
✚
|
NC | 0.2 |