|
⚲
|
| Octagon Finance LLC
✚
|
|
|---|---|
| CRD # | 289850 |
| SEC # | 801-112264 |
| CIK # | |
| AUM | $209.7 MM (2023-03-29) |
| Employees | 7 (86% Investors, 0% Brokers) |
| Phone | 434-977-7770 |
| Address | 126 Garrett Street Charlottesville, VA 22902 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | OCP CCOF LLC | 2017-12-07 | 36.2 | |
| HF | Octagon Credit Partners LP | [2017-12-07] | 225.3 | 180.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 209.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 209.7 |
| By Discretionary | ||
| Discretionary | 5 | 209.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 209.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 209.7 | |
| Total | 5 | 209.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| John Stalfort III | 2 | ||
| Octagon Owner LLC Octagon Owner LLC | 1 | ||
| Sean Stalfort III | 1 | ||
| Octagon Finance LLC Octagon Finance LLC | 1 | ||
| Squiggly LLC Squiggly LLC | 1 | ||
| John Williamson Jr | 1 | ||
| Octagon Finance Holdings LLC | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Forsyth Street Asset Management LLC
✚
|
NY | 0.2 |
|
Catenary Alternatives Asset Management LLC
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|
FL | 0.2 |
|
Brightline Capital Management LLC
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FL | 0.2 |
|
Farmstead Capital Management LLC
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|
PR | 0.2 |
|
Whetstone Capital Advisors LLC
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KS | 0.2 |
|
Flowering Tree Investment Management PTE Ltd
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|
0.2 | |
|
Buckeye-Pacific LLC
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|
IL | 0.2 |
|
Hunter Capital Limited Partnership
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|
OH | 0.2 |
|
Cannon Global Investment Management LLC
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|
FL | 0.2 |
|
Portland Hill Asset Management Limited
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|
0.2 |