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| Smith Asset Management Group LP
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|---|---|
| CRD # | 106301 |
| SEC # | 801-50835 |
| CIK # | 0002068217, 0001893134, 0001091561 |
| AUM | 182.2 M (2026-03-26) |
| Employees | 13 (77% Investors, 15% Brokers) |
| Phone | 214-880-4600 |
| Address | 100 Crescent Court Dallas, TX 75201 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nuveen Preferred & Income Opportunities Fund | 0.0 | ||
| Ares Capital Corp | 0.0 | ||
| Calamos Strategic Total Return Fund | 0.0 | ||
| DNP Select Income Fund Inc | 0.0 | ||
| Apple Inc | 0.0 | ||
| Cohen & Steers Total Return Realty Fund Inc | 0.0 | ||
| First Trust Enhanced Equity Income Fund | 0.0 | ||
| Reaves Utility Income Fund | 0.0 | ||
| PIMCO Corporate & Income Strategy Fund | 0.0 | ||
| Annaly Capital Management Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Smith Group Global Large Cap Fund LP | [2018-03-21] | 17.2 M | 17.5 M |
| Filed 2022-12-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Smith Asset Management Group Absolute Return Fund LP | [2013-06-21] | 2.1 M | 3.0 M |
| Filed 2013-07-08 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| Other | Smith Group Large Cap Equity Fund LP | 2012-03-27 | 2.2 M | |
| Other | Smith Group Small Cap Equity Fund LP | 2012-03-27 | 5.6 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 2 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 0.2 |
| By Discretionary | ||
| Discretionary | 2 | 0.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 0.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.2 | |
| Total | 2 | 0.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Stephen Smith | Executive Officer | 109 | 9 | |
| John Brim | Executive Officer | 3 | 2 | |
| Dallas Advisors LLC | Executive Officer | 1 | 1 | |
| Smith Asset Management Group LP | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001091561] | |
| D | [0001091561] | |
| 13F-HR | [0001893134] | |
| 13F-NT | [0001893134] | |
| 13F-HR | [0002068217] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Comparable Firms | State | AUM |
|---|---|---|
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VA | 184.1 M |
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GLL Investors LLC
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X Cubed Capital Management LLC
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Open Door Investment Management Ltd
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CA | 183.4 M |
|
Emmett Investment Management LP
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NY | 181.6 M |
|
Stonepine Capital Management LLC
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OR | 181.0 M |
|
Alpine Woods Capital Investors LLC
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NY | 180.6 M |
|
2E Capital Partners LP
✚
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NY | 180.0 M |
|
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✚
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NY | 179.9 M |