|
⚲
|
| Octogone NA LLC
✚
|
|
|---|---|
| CRD # | 322478 |
| SEC # | 801-126432 |
| CIK # | |
| AUM | $288.6 MM (2023-03-30) |
| Employees | 11 (82% Investors, 0% Brokers) |
| Phone | 305-677-9559 |
| Address | 1395 Brickell Avenue Miami, FL 33131 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Delphi Arbitrage Fund Ltd | 2021-07-08 | 27.5 | |
| HF | Delphi Global Limited | 2021-07-08 | 14.3 | |
| HF | Octogone Partners Fund International Ltd | 2020-06-15 | 1.6 | |
| HF | Octogone Partners Fund LP | [2020-06-15] | 2.6 | 4.1 |
| RE | Octogone Real Estate Fund I LLC | [2020-06-15] | 2.5 | 4.7 |
| HF | Cresthill Holdings Fund Inc | 2012-03-30 | 3.3 | |
| HF | The PRS Newport Fund | 2012-03-30 | 3.7 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 14 | 9.9 |
| (b) Individuals (high net worth individuals) | 10 | 16.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 53.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 46 | 208.9 |
| (n) Other | 0 | 0.0 |
| Total | 75 | 288.6 |
| By Discretionary | ||
| Discretionary | 58 | 176.3 |
| Non-Discretionary | 17 | 112.4 |
| Total | 75 | 288.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 254.1 | |
| United States Persons | 34.5 | |
| Total | 75 | 288.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Christian Herman | 2 | ||
| Octogone NA Inc | 2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Watts Gwilliam & Company LLC
✚
|
AZ | 0.4 |
|
Carmel Capital Partners LLC
✚
|
CA | 0.4 |
|
Proaltus USA Inc
✚
|
FL | 0.3 |
|
Kingsbridge Wealth Management Inc
✚
|
NV | 0.3 |
|
Petra Financial Advisors Inc
✚
|
CO | 0.3 |
|
Ridgewood Investments LLC
✚
|
NJ | 0.3 |
|
Sage Capital Management LLC
✚
|
NJ | 0.3 |
|
Vizcaya Capital LLC
✚
|
FL | 0.3 |
|
Essex Private Wealth Management LLC
✚
|
MA | 0.2 |
|
Stevens First Principles Investment Advisors
✚
|
CA | 0.0 |