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| Happy Holidays!! thanks for using AUM13F!! |
| on Investment Management Co
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| CRD # | 105662 |
| SEC # | 801-7941 |
| CIK # | |
| AUM | $2.4 B (2025-05-14) |
| Employees | 3,193 (6% Investors, 6% Brokers) |
| Phone | 855-262-0913 |
| Address | One Financial Way Cincinnati, OH 45242 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,534 | 1.4 |
| (b) Individuals (high net worth individuals) | 556 | 0.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 189 | 0.0 |
| (h) Charitable organizations | 14 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 30 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12,053 | 2.4 |
| By Discretionary | ||
| Discretionary | 2,111 | 0.7 |
| Non-Discretionary | 9,942 | 1.6 |
| Total | 12,053 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.4 | |
| Total | 12,053 | 2.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Carrick Lane LLC
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|
NY | 2.4 |
|
RTD Financial Advisors Inc
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PA | 2.4 |
|
Liberty One Investment Management LLC
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IL | 2.4 |
|
Disciplina Capital Management LLC
✚
|
TN | 2.4 |
|
CFS Investment Advisory Services LLC
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NJ | 2.4 |
|
Wedmont Private Capital LLC
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PA | 2.4 |
|
GMO Singapore PTE Limited
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|
2.4 | |
|
RSW Investments Holdings LLC
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|
NJ | 2.4 |
|
Hardy Reed LLC
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|
MS | 2.4 |
|
Guyasuta Investment Advisors Incorporated
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|
PA | 2.4 |