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| on Investment Management Co
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|
|---|---|
| CRD # | 105662 |
| SEC # | 801-7941 |
| CIK # | |
| AUM | $2.2 BB (2024-03-28) |
| Employees | 256 (100% Investors, 100% Brokers) |
| Phone | 855-262-0913 |
| Address | One Financial Way Cincinnati, OH 45242 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,567 | 1.5 |
| (b) Individuals (high net worth individuals) | 364 | 0.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 157 | 0.0 |
| (h) Charitable organizations | 13 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 19 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12,239 | 2.1 |
| By Discretionary | ||
| Discretionary | 2,172 | 0.5 |
| Non-Discretionary | 10,067 | 1.6 |
| Total | 12,239 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 12,239 | 2.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Valley Wealth Managers Inc
✚
|
NJ | 2.2 |
|
SJS Investment Consulting Inc
✚
|
OH | 2.2 |
|
Monograph Wealth Advisors LLC
✚
|
CA | 2.2 |
|
Principle Wealth Partners LLC
✚
|
CT | 2.2 |
|
Chilton Capital Management LLC
✚
|
TX | 2.2 |
|
Parcion Private Wealth LLC
✚
|
WA | 2.2 |
|
Mount Yale Investment Advisors LLC
✚
|
CO | 2.2 |
|
Silvant Capital Management LLC
✚
|
GA | 2.2 |
|
West Financial Services Inc
✚
|
VA | 2.2 |
|
Fragasso Financial Advisors Inc
✚
|
PA | 2.1 |