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| One River Asset Management LLC
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| CRD # | 167835 |
| SEC # | 801-78232 |
| CIK # | 0001616336 |
| AUM | 2,386.1 M (2026-03-18) |
| Employees | 22 (41% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-489-1440 |
| Address | 2200 Atlantic Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.0 | ||
| Apple Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| iShares Silver Trust | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Priceline Com Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Peters Thematic SPC Fund Ltd One River Total Portfolio SP | [2025-03-19] | 2,140.1 M | 88.9 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | One River Opportunities SP | [2024-06-17] | 2,140.1 M | |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | One River Custom Diversified Solution 1 Ltd | 2023-06-28 | 223.6 M | |
| HF | Peters Thematic SPC Fund Ltd One River Dispersion Alpha SP | [2023-06-26] | 2,140.1 M | 85.5 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Peters Thematic SPC Fund Ltd One River Equity Overlay Dynamic Convexity SP | [2022-06-16] | 2,140.1 M | 12.3 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Peters Thematic SPC Fund Ltd One River Risk Responders SP | [2022-06-16] | 2,140.1 M | 95.0 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Peters Thematic SPC Fund Ltd One River Dynamic Convexity SP | [2020-02-04] | 2,140.1 M | 784.7 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Peters Thematic SPC Fund Ltd One River Volatility Relative Value SP | [2020-02-04] | 2,140.1 M | 158.4 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Peters Thematic SPC Fund Ltd One River Systematic Alternative Markets Trend SP | [2019-11-08] | 2,140.1 M | 38.5 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Peters Thematic SPC Fund Ltd One River Long Volatility SP | [2017-12-22] | 2,140.1 M | 181.6 M |
| Filed 2023-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 1.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 16 | 2.4 |
| By Discretionary | ||
| Discretionary | 16 | 2.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 16 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.9 | |
| United States Persons | 0.5 | |
| Total | 16 | 2.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Warren Keens | Director | 128 | 26 | |
| Joshua Barlow | Director | 72 | 17 | |
| Todd Groome | Director | 12 | 7 | |
| Ian Malloch | Director | 8 | 3 | |
| One River Asset Management LLC | Promoter | 5 | 2 | |
| Stephen Lisenby | Director | 3 | 2 | |
| Peters Capital Group LLC | Promoter | 2 | 1 | |
| Stefan Pollman | Director | 1 | 1 | |
| Steve Lisenby | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001616336] | |
| D | [0001616336] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Research |
| Fund Types | Hedge Fund |
| LEI | 549300KBHAKPOTW1D008 |
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