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| One River Asset Management LLC
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| |
|---|---|
| CRD # | 167835 |
| SEC # | 801-78232 |
| CIK # | 0001616336 |
| AUM | $4.0 BB (2024-06-26) |
| Employees | 32 (44% Investors, 0% Brokers) |
| Phone | 203-489-1440 |
| Address | 2200 Atlantic Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.2 | |
| TTD | 21.5 | 0.1 | |
| TSLA | 723.4 | 0.1 | |
| META | 434.9 | 0.0 | |
| GOOGL | 1,475.1 | 0.0 | |
| PYPL | 83.2 | 0.0 | |
| NVDA | 399.6 | 0.0 | |
| OXY | 57.8 | 0.0 | |
| AAL | 8.8 | 0.0 | |
| DKNG | 5.6 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | One River Opportunities SP | [2024-06-17] | 2,140.1 | 0.0 |
| HF | One River Custom Diversified Solution 1 Ltd | 2023-06-28 | 254.4 | |
| HF | Peters Thematic SPC Fund Ltd One River Dispersion Alpha SP | [2023-06-26] | 2,140.1 | 121.8 |
| HF | Peters Thematic SPC Fund Ltd One River Equity Overlay Dynamic Convexity SP | [2022-06-16] | 2,140.1 | 60.6 |
| HF | Peters Thematic SPC Fund Ltd One River Risk Responders SP | [2022-06-16] | 2,140.1 | 255.4 |
| HF | Peters Thematic SPC Fund Ltd One River Dynamic Convexity SP | [2020-02-04] | 2,140.1 | 810.1 |
| HF | Peters Thematic SPC Fund Ltd One River Volatility Relative Value SP | [2020-02-04] | 2,140.1 | 569.2 |
| HF | Peters Thematic SPC Fund Ltd One River Systematic Alternative Markets Trend SP | [2019-11-08] | 2,140.1 | 73.3 |
| HF | Peters Thematic SPC Fund Ltd One River Long Volatility SP | [2017-12-22] | 2,140.1 | 181.6 |
| HF | Peters Thematic SPC Fund Ltd One River Systematic Trend SP | [2017-09-07] | 2,140.1 | 180.9 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 2.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 4.0 |
| By Discretionary | ||
| Discretionary | 15 | 4.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 4.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.6 | |
| United States Persons | 0.4 | |
| Total | 15 | 4.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Warren Keens | 123 | ||
| Joshua Barlow | 66 | ||
| Todd Groome | 12 | ||
| Ian Malloch | 6 | ||
| Stephen Lisenby | 3 | ||
| One River Asset Management LLC | 3 | ||
| Peters Capital Group LLC | 2 | ||
| Steve Lisenby | 1 | ||
| Stefan Pollman | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001616336] | |
| D | [0001616336] |
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