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| New Vernon Investment Management LLC
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|
|---|---|
| CRD # | 160247 |
| SEC # | 801-73602 |
| CIK # | 0001500605 |
| AUM | $97.6 MM (2023-03-31) |
| Employees | 10 (40% Investors, 60% Brokers) |
| Phone | 847-926-5700 |
| Address | 799 Central Ave Highland Park, IL 60035 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| HDB | 102,098.4 | 10.7 | |
| INFY | 77,419.3 | 10.5 | |
| ACGL | 16,802.9 | 6.3 | |
| RE | 11,059.6 | 5.0 | |
| AJG | 34,278.9 | 4.6 | |
| TRV | 40,186.3 | 4.4 | |
| GBDC | 2,213.1 | 4.3 | |
| AFG | 11,710.0 | 3.2 | |
| CB | 82,373.7 | 3.2 | |
| WRB | 18,322.2 | 3.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | New Vernon Global Opportunity Master Fund Ltd | [2014-03-31] | 78.9 | 37.0 |
| HF | New Vernon Aegir Master Fund Ltd | [2012-02-14] | 116.3 | 63.3 |
| HF | New Vernon Global Fixed Income Fund LLC | [2012-02-14] | 23.7 | 1.8 |
| HF | N V Financial Products Fund | [2012-02-14] | 41.5 | 48.5 |
| HF | NV Global Opportunity Fund | 2012-02-14 | 64.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 87.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 10.2 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 97.6 |
| By Discretionary | ||
| Discretionary | 12 | 97.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 97.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 97.6 | |
| Total | 12 | 97.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Steven Shapiro | 24 | ||
| Trent Stedman | 6 | ||
| Steve Shapiro | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001500605] | |
| 3 | [0001500605] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Pageflex Inc | |
| New Vernon Partners LLC | |
| Patrick Thomas H | |
| New Vernon Aegir Master Fund Ltd. | |
| New Vernon Investment Management LLC | |
| Stedman Trent |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
New Vernon Wealth Management LLC
✚
|
IL | 0.4 |
|
New Vernon Investment Management LLC
✚
|
IL | 0.1 |
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