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| New Vernon Investment Management LLC
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| CRD # | 160247 |
| SEC # | 801-73602 |
| CIK # | 0001500605 |
| AUM | 115.5 M (2026-04-27) |
| Employees | 8 (50% Investors, 75% Brokers) |
| Phone | 847-926-5700 |
| Address | 799 Central Ave Highland Park, IL 60035 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Taiwan Semiconductor Manufacturing Co Ltd | 17.3 | ||
| Travelers Companies Inc | 7.6 | ||
| Ace Ltd | 6.0 | ||
| Arch Capital Group Ltd | 5.5 | ||
| Old Republic International Corp | 5.2 | ||
| Everest RE Group Ltd | 4.3 | ||
| Berkley W R Corp | 4.2 | ||
| Broadcom Inc | 3.4 | ||
| Hartford Financial Services Group Inc/DE | 3.0 | ||
| Lincoln National Corp | 3.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | New Vernon Global Opportunity Master Fund Ltd | [2014-03-31] | 164.8 M | 47.7 M |
| Filed 2026-01-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| HF | New Vernon Aegir Master Fund Ltd | [2012-02-14] | 116.3 M | 63.3 M |
| Filed 2011-01-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | New Vernon Global Fixed Income Fund LLC | [2012-02-14] | 23.7 M | 0.7 M |
| Filed 2016-03-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| HF | N V Financial Products Fund | [2012-02-14] | 46.2 M | 65.4 M |
| Filed 2026-01-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $15,946 · Finder's Fee $253,176 · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | NV Global Opportunity Fund | 2012-02-14 | 64.9 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 10 | 113.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 2.4 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 115.5 |
| By Discretionary | ||
| Discretionary | 11 | 115.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11 | 115.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 115.5 | |
| Total | 11 | 115.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Steven Shapiro | Executive Officer | 24 | 3 | |
| Trent Stedman | Executive Officer | 6 | 3 | |
| Steve Shapiro | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001500605] | |
| 3 | [0001500605] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Clients | 2 |
| Serves | Institutional, Research |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Patrick Thomas H | |
| New Vernon Investment Management LLC | |
| New Vernon Aegir Master Fund Ltd | |
| Stedman Trent | |
| New Vernon Partners LLC | |
| Pageflex Inc |
| Related Firms | State | AUM |
|---|---|---|
|
New Vernon Wealth Management LLC
✚
|
IL | 781.0 M |
|
New Vernon Investment Management LLC
✚
|
IL | 115.5 M |
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