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| Happy Holidays!! thanks for using AUM13F!! |
| One River Asset Management LLC
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| CRD # | 167835 |
| SEC # | 801-78232 |
| CIK # | 0001616336 |
| AUM | $3.2 B (2025-07-25) |
| Employees | 30 (43% Investors, 0% Brokers) |
| Phone | 203-489-1440 |
| Address | 2200 Atlantic Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001616336 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Amgen Inc | 0.0 | ||
| Boston Scientific Corp | 0.0 | ||
| Boeing Co | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Gilead Sciences Inc | 0.0 | ||
| Home Depot Inc | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Palo Alto Networks Inc | 0.0 | ||
| Freeport McMoran Copper & Gold Inc | 0.0 | ||
| Advanced Micro Devices Inc | 0.0 | ||
| CrowdStrike Holdings Inc | 0.0 | ||
| Pfizer Inc | 0.0 | ||
| Analog Devices Inc | 0.0 | ||
| Citigroup Inc | 0.0 | ||
| Carnival Corp | 0.0 | ||
| Verve Ventures Inc | 0.0 | ||
| Paypal Holdings Inc | 0.0 | ||
| MicroStrategy Inc | 0.0 | ||
| Target Corp | 0.0 | ||
| Super Micro Computer Inc | 0.0 | ||
| Uranium Energy Corp | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Peters Thematic SPC Fund Ltd One River Total Portfolio SP | [2025-03-19] | 2,140.1 | 0.0 |
| HF | One River Opportunities SP | [2024-06-17] | 2,140.1 | 0.0 |
| HF | One River Custom Diversified Solution 1 Ltd | 2023-06-28 | 235.8 | |
| HF | Peters Thematic SPC Fund Ltd One River Dispersion Alpha SP | [2023-06-26] | 2,140.1 | 158.5 |
| HF | Peters Thematic SPC Fund Ltd One River Equity Overlay Dynamic Convexity SP | [2022-06-16] | 2,140.1 | 53.1 |
| HF | Peters Thematic SPC Fund Ltd One River Risk Responders SP | [2022-06-16] | 2,140.1 | 257.1 |
| HF | Peters Thematic SPC Fund Ltd One River Dynamic Convexity SP | [2020-02-04] | 2,140.1 | 766.6 |
| HF | Peters Thematic SPC Fund Ltd One River Volatility Relative Value SP | [2020-02-04] | 2,140.1 | 225.9 |
| HF | Peters Thematic SPC Fund Ltd One River Systematic Alternative Markets Trend SP | [2019-11-08] | 2,140.1 | 110.8 |
| HF | Peters Thematic SPC Fund Ltd One River Long Volatility SP | [2017-12-22] | 2,140.1 | 181.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 2.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 3.2 |
| By Discretionary | ||
| Discretionary | 14 | 3.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 3.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.8 | |
| United States Persons | 0.4 | |
| Total | 14 | 3.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Warren Keens | 125 | ||
| Joshua Barlow | 69 | ||
| Todd Groome | 12 | ||
| Ian Malloch | 8 | ||
| One River Asset Management LLC | 5 | ||
| Stephen Lisenby | 3 | ||
| Peters Capital Group LLC | 2 | ||
| Stefan Pollman | 1 | ||
| Steve Lisenby | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001616336] | |
| D | [0001616336] |
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