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| Happy Holidays!! thanks for using AUM13F!! |
| Opal Advisors LLC
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| CRD # | 164014 |
| SEC # | 801-132775 |
| CIK # | 0001660855 |
| AUM | $121.5 M (2025-05-21) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 425-835-3276 |
| Address | 3150 Richards Road Bellevue, WA 98005 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Opal Sheppard Opportunities Fund I LP | [2017-06-07] | 8.1 | 1.1 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 162 | 52.0 |
| (b) Individuals (high net worth individuals) | 59 | 56.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 1.1 |
| (g) Pension and profit sharing plans | 0 | 6.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 5.6 |
| (n) Other | 0 | 0.0 |
| Total | 344 | 121.5 |
| By Discretionary | ||
| Discretionary | 343 | 115.4 |
| Non-Discretionary | 1 | 6.1 |
| Total | 344 | 121.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 121.5 | |
| Total | 344 | 121.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| John Swanson | 5 | ||
| Phuc Hua | 7 | ||
| Sheppard Wealth Management | 1 | ||
| OSO Management LLC | 1 | ||
| Opal Advisors LLC | 1 | ||
| Sheppard Wealth Management LLC | 1 |
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