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| Opal Advisors LLC
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|---|---|
| CRD # | 164014 |
| SEC # | 801-132775 |
| CIK # | 0001660855 |
| AUM | 174.0 M (2026-03-27) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 425-835-3276 |
| Address | 3150 Richards Road Bellevue, WA 98005 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Opal Sheppard Opportunities Fund I LP | [2017-06-07] | 8.1 M | 2.7 M |
| Filed 2018-07-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 124 | 35.6 |
| (b) Individuals (high net worth individuals) | 60 | 127.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 2.7 |
| (g) Pension and profit sharing plans | 0 | 8.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 381 | 174.0 |
| By Discretionary | ||
| Discretionary | 380 | 165.7 |
| Non-Discretionary | 1 | 8.3 |
| Total | 381 | 174.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 174.0 | |
| Total | 381 | 174.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Swanson | Executive Officer | 5 | 3 | |
| Phuc Hua | Executive Officer | 7 | 2 | |
| Sheppard Wealth Management | Executive Officer | 1 | 1 | |
| Opal Advisors LLC | Executive Officer | 1 | 1 | |
| Oso Management LLC | Executive Officer | 1 | 1 | |
| Sheppard Wealth Management LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund |
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