|
⚲
|
| Optima Asset Management Inc
✚
| |
|---|---|
| CRD # | 106095 |
| SEC # | 801-52409 |
| CIK # | |
| AUM | $599.0 MM (2024-03-09) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 972-726-0400 |
| Address | 8144 Walnut Hill Lane Dallas, TX 75231 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18 | 4.3 |
| (b) Individuals (high net worth individuals) | 104 | 593.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 285 | 599.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 285 | 599.0 |
| Total | 285 | 599.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 599.0 | |
| Total | 285 | 599.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Park Place Capital Corporation
✚
|
AL | 0.6 |
|
Concentric Wealth Management LLC
✚
|
CA | 0.6 |
|
Rempart Asset Management Inc
✚
|
0.6 | |
|
Proffitt & Goodson Inc
✚
|
TN | 0.6 |
|
Byron Financial LLC
✚
|
NC | 0.6 |
|
Duncker Streett & Co LLC
✚
|
MO | 0.6 |
|
Secure Asset Management LLC
✚
|
MI | 0.6 |
|
Compound Global Advisors LLC
✚
|
WA | 0.6 |
|
BCS Financial LLC
✚
|
TN | 0.6 |
|
Canopy Partners LLC
✚
|
OH | 0.6 |