|
⚲
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| Oswego Wealth Advisors Inc
✚
| |
|---|---|
| CRD # | 147861 |
| SEC # | 801-120308 |
| CIK # | |
| AUM | $220.0 MM (2024-03-21) |
| Employees | 9 (44% Investors, 0% Brokers) |
| Phone | 503-342-2249 |
| Address | 5800 Meadows Rd Lake Oswego, OR 97035 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 448 | 111.6 |
| (b) Individuals (high net worth individuals) | 60 | 100.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 1.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,236 | 213.8 |
| By Discretionary | ||
| Discretionary | 1,236 | 213.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,236 | 213.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 213.8 | |
| Total | 1,236 | 213.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Shoreline Asset Management LLC
✚
|
IN | 0.2 |
|
Synergy Financial Group Ltd
✚
|
CA | 0.2 |
|
Spectra Investment Management LLC
✚
|
FL | 0.2 |
|
Beckerman Institutional LLC
✚
|
NJ | 0.2 |
|
Griffin Black Inc
✚
|
CA | 0.2 |
|
Meriwether Wealth & Planning LLC
✚
|
LA | 0.2 |
|
RM Private Wealth Management Inc
✚
|
FL | 0.2 |
|
CBG & Company Inc
✚
|
IN | 0.2 |
|
BNB Wealth Management LLC
✚
|
MD | 0.2 |
|
Total Solutions Enterprise LLC
✚
|
NC | 0.2 |