Total Solutions Enterprise LLC

Item 5: Fees and Compensation

          A. Fee Schedule

Portfolio Management Fees

Advisory fees are individually negotiated between the Firm and the Client; the Firm does not use
standardized tiers or breakpoints. Sparta Wealth Partners’ advisory fees are negotiable and do not
exceed 2.00%. Fees are charged monthly in advance or arrears. Fees for the initial month will be
prorated based upon the number of calendar days in the calendar month that the advisory agreement
is in effect. For fees charged in arrears, they are based on the market value of the assets on the last
business day of the month. Fees charged in advance are based on the market value of the assets on
the first day of the month.

The fee is calculated as the market value of the assets under management on the last or first day of
the month multiplied by 1/12 of the annual advisor fee. The example below outlines both a standard
full-month fee calculation and a prorated initial-month calculation using a benchmark portfolio value
of $1,000,000 and a negotiated annual advisory fee of 1.25%:

                                                              0.0125
                                  $1,041.67 = $1,000,000 ×

The final fee schedule will be memorialized in the client’s advisory agreement and custodial
agreements. Sparta Wealth Partners uses the value of the account as of the last business day of the
billing period, after taking into account deposits and withdrawals, for purposes of determining the
market value of the assets upon which the advisory fee is based. The value of the account includes
assets held at the client’s custodian as well as investments in private placements made directly with
issuers.

Clients may terminate the agreement without penalty for a full refund of Sparta Wealth Partners' fees
within five business days of signing the Investment Advisory Contract. Thereafter, clients may
terminate the Investment Advisory Contract generally with 30 days' written notice. Clients who
terminate investment advisory services during a month, are charged a prorated advisory free based
on the date of Sparta Wealth Partners’ receipt of client’s written notice to terminate. Any earned but
unpaid fees are immediately due and payable, and any prepaid and unearned fees will be
immediately refunded.

Long/Short Strategy

For clients that elect a Long/Short strategy with a sub-advisor, a 1.00% annual asset-based and a 10%
performance-based “incentive” fee will be charged. The annual asset-based fee is payable monthly
in advance or in arrears, in accordance with the client’s agreement, and is based on the value of the
client’s account at the end of the prior month, with performance-based fee being assessed quarterly
in arrears. If management begins after the start of a month, fees will be prorated accordingly. With
client authorization, fees are normally debited directly from client accounts.

Performance Fee Calculation Methodology

Sparta Wealth Partners gives certain clients the option of being charged performance-based fees.
Due to strict regulatory requirements, performance-based fees can only be charged to “qualified
clients”. A qualified client is defined as a client that has over $1.1 million invested with us, OR a
net worth of at least $2.2 million, excluding primary residence. Performance-based fees may not be
charged to any client that does not meet the definition of a qualified client. For accounts that are
charged performance-based fees, the performance-based fee component of the investment
management fee is calculated as of December 31 of each year. When “Net Profits” are earned for
the current period, Sparta Wealth Partners and the sub-advisor will internally share the
performance fee of 10% of the Net Profits generated, subject to a “High Water Mark.” No
performance fee is assessed in any performance measurement period if the Net Profits for the
performance measurement period are zero or negative.

Net Profits for any calculation period equal the current period ending value of net assets (including
unrealized gains and losses, accrued dividends, accrued interest and net of asset-based fees), less
the current High-Water Mark.

The High-Water Mark for an account for any calculation period is the highest ending value of net
assets of an account for which a performance fee was previously paid by the account. The High-Water
Mark will be increased for any deposits added to an account during a calculation period.

If a client withdraws capital from its account before the end of an annual performance period, the
performance fee for the amount withdrawn will be calculated based on the Net Profits for the year
as of the withdrawal date and based on the High-Water Mark.

Performance-based compensation may create an incentive for our firm to recommend investments
that may carry higher degrees of risk to the client. Sparta Wealth Partners has a fiduciary
responsibility to our clients, and we will only make recommendations that meet our clients’
investment objectives and goals.

Financial Planning Fees

Financial planning services are charged in advance or arrears through a fixed fee or hourly
arrangement as agreed upon between the client and Sparta Wealth Partners. There will never be an
instance where $1,200 or more in fees is charged six or more months in advance. Similar financial
planning services may be available elsewhere for a lower cost to the client.

Fixed Fees

Fixed fees are generally quoted to the client for longer-term consulting projects. Fees are negotiable
and vary depending upon the complexity of the client situation and services to be provided. The
negotiated fixed rate for creating client financial plans is a maximum annual fee of $30,000. An
estimate for total hours and charges is determined at the start of the advisory relationship.

Hourly Fees

Hourly fees are generally charged when the scope of services cannot be determined or if the services
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Item 7: Types of Clients
Sparta Wealth Partners generally provides advisory services to the following types of clients:

          ❖       Individuals

          ❖      High-Net-Worth Individuals
          ❖      Pension and Profit-Sharing Plans
          ❖      Corporations or Business Entities

There is no account minimum for any of Sparta Wealth Partners’ services.