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| Happy Holidays!! thanks for using AUM13F!! |
| Palladium Heritage Management LLC
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| CRD # | 321623 |
| SEC # | 801-125771 |
| CIK # | |
| AUM | $39.5 M (2025-03-27) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 212-218-5150 |
| Address | 1270 Avenue of The Americas New York, NY 10020 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Palladium Heritage Fund LP | [2023-03-31] | 36.7 | 32.1 |
| PE | Palladium Heritage Parallel Fund LP | [2023-03-31] | 1.2 | 1.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 39.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 39.5 |
| By Discretionary | ||
| Discretionary | 2 | 39.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 39.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 39.5 | |
| Total | 2 | 39.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Suzanne Wong | 6 | ||
| Nancy Mitchell | 5 | ||
| Katherine Lehman | 4 | ||
| Dominick Barbieri | 3 | ||
| Edwin Moss | 3 | ||
| Palladium Heritage GP LLC | 2 | ||
| Lamar Horne | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Ace & Company New York Inc
✚
|
NY | 0.1 |
|
Blue Marlin HoldCo LLC
✚
|
MD | 0.1 |
|
Tabernacle Equity Management LLC
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|
TX | 0.0 |
|
Nordwand Investments LLC
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|
PA | 0.0 |
|
B Riley Wealth Private Shares LLC
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|
TN | 0.0 |
|
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|
NY | 0.0 |
|
Stonetree Capital Advisors LLC
✚
|
0.0 | |
|
The Tokarz Group Advisers LLC
✚
|
NY | 0.0 |
|
Stockwell Ventures LLC
✚
|
NY | 0.0 |
|
Secondmarket Financial LLC
✚
|
NY | 0.0 |