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| Palladium Heritage Management LLC
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|---|---|
| CRD # | 321623 |
| SEC # | 801-125771 |
| CIK # | |
| AUM | 37.2 M (2026-03-31) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-218-5150 |
| Address | 1270 Avenue of The Americas New York, NY 10020 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Palladium Heritage Fund LP | [2023-03-31] | 36.7 M | 31.5 M |
| Filed 2024-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Palladium Heritage Parallel Fund LP | [2023-03-31] | 1.2 M | 1.1 M |
| Filed 2024-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 37.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 37.2 |
| By Discretionary | ||
| Discretionary | 2 | 37.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 37.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 37.2 | |
| Total | 2 | 37.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Suzanne Wong | Executive Officer | 6 | 3 | |
| Nancy Mitchell | Executive Officer | 5 | 2 | |
| Katherine Lehman | Executive Officer | 4 | 2 | |
| Dominick Barbieri | Executive Officer | 3 | 2 | |
| Edwin Moss | Executive Officer | 3 | 2 | |
| Palladium Heritage GP LLC | Promoter | 2 | 1 | |
| Lamar Horne | Executive Officer | 2 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
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