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| B Riley Wealth Private Shares LLC
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|---|---|
| CRD # | 315851 |
| SEC # | 801-122228 |
| CIK # | |
| AUM | 47.6 M (2026-03-31) |
| Employees | 8 (38% Investors, 88% Brokers) |
| Fees | |
| Minimum | |
| Phone | 901-251-1330 |
| Address | 40 S Main St Memphis, TN 38103 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | B Riley Private Shares Fund 2023-3 LLC | [2025-03-31] | 3.2 M | 9.9 M |
| Offered $15,000,000 · Filed 2024-03-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $11,825,000 · Duration One year or less · Commission $1,500,000 · Revenue Decline to Disclose | ||||
| PE | B Riley Private Shares 2023-2 QC LLC | [2024-03-29] | 8.5 M | 0.0 M |
| Offered $35,000,000 · Filed 2023-09-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Remaining $26,515,000 · Duration One year or less · Commission $485,025 · Net Assets Decline to Disclose | ||||
| PE | B Riley Private Shares 2023-2 QP LLC | [2024-03-29] | 239.7 M | 0.3 M |
| Offered $274,766,089 · Filed 2023-09-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining $35,083,750 · Duration One year or less · Commission $5,368,105 · Net Assets Decline to Disclose | ||||
| PE | B Riley Private Shares Fund 2023-1 LLC | [2024-03-29] | 3.7 M | 6.1 M |
| Offered $10,000,000 · Filed 2023-06-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $6,325,000 · Duration One year or less · Commission $1,000,000 · Net Assets Decline to Disclose | ||||
| PE | B Riley Private Shares Fund 2022-1 LLC | [2023-03-31] | 4.5 M | 6.6 M |
| Offered $23,000,000 · Filed 2023-03-23 (D/A) · Exemption 506(b), 3(c)(1) · Remaining $18,450,000 · Duration One year or less · Commission $2,300,000 · Net Assets Decline to Disclose | ||||
| PE | B Riley Private Shares Fund 2022-1 QP LLC | [2023-03-31] | 2.7 M | 3.0 M |
| Offered $23,000,000 · Filed 2023-02-09 (D) · Exemption 506(b), 3(c)(7) · Minimum $100,000 · Remaining $20,310,000 · Duration One year or less · Commission $269,000 · Net Assets Decline to Disclose | ||||
| PE | NAM Special Situations Fund VII LLC | [2020-12-26] | ||
| Offered $50,000,000 · Filed 2019-10-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $50,000,000 · Duration One year or less · Commission $5,000,000 · Revenue Decline to Disclose | ||||
| PE | NAM Special Situations Fund I QP LLC Series F1 | [2019-12-24] | 19.8 M | 20.2 M |
| Offered $25,000,000 · Filed 2021-01-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $5,211,000 · Duration More than one year · Commission $2,500,000 · Revenue Decline to Disclose | ||||
| PE | NAM Special Situations Fund III LLC Magic Leap Series 1 | [2017-12-19] | ||
| Offered $25,000,000 · Filed 2016-12-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $25,000,000 · Duration One year or less · Commission $2,500,000 · Revenue Decline to Disclose | ||||
| PE | Social Internet Fund I LLC | [2012-08-17] | 1.6 M | |
| Offered $25,000,000 · Filed 2012-05-04 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $100,000 · Remaining $25,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 47.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 47.6 |
| By Discretionary | ||
| Discretionary | 8 | 47.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 47.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 47.6 | |
| Total | 8 | 47.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Goldwasser | Executive Officer | 47 | 7 | |
| David Levine | Executive Officer | 73 | 5 | |
| National Asset Management Inc | Executive Officer | 56 | 5 | |
| Michael Mullen | Executive Officer | 45 | 5 | |
| Tom Kowalczyk | Executive Officer | 25 | 5 | |
| Leonard Sokolow | Executive Officer | 56 | 4 | |
| Nam Special Situations Management LLC | Executive Officer | 13 | 3 | |
| William Lerner | Executive Officer | 4 | 3 | |
| Chuck Hastings | Executive Officer | 5 | 2 | |
| Lou Kerner | Executive Officer | 4 | 2 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Private Equity |
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