Pan Global Advisers LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five (5)
business days of signing the contract without incurring any advisory fees and without penalty. How we are paid
depends on the type of advisory service we are performing. Please review the fee and compensation
information below.

Investment Management Services
Our standard advisory fee is based on the market value of the assets under management and is calculated as
follows:
                      Account Value                            Annual Advisory Fee
                      $0 - $2,000,000                                    1.00%
                  $2,000,000 - $5,000,000                                0.85%
                 $5,000,000 - $10,000,000                                0.75%
                 $10,000,000 - $25,000,000                               0.65%
                  $25,000,000 and Above                                  0.55%

The annual fees are negotiable and are pro-rated and paid in arrears on a quarterly basis. The advisory fee is a
tiered fee and is calculated by assessing the percentage rates using the predefined levels of assets as shown in
the above chart, resulting in a combined weighted fee. For example, an account valued at $6,000,000 would
pay an effective fee of 0.88% with the annual fee of $53,000.00. The quarterly fee is determined by the
following calculation: (($2,000,000 x 1.00%) + ($3,000,000 x 0.85%) + ($1,000,000 x 0.75%)) ÷ 4 = $13,250.00.
No increase in the annual fee shall be effective without 30-day notice to client.
Advisory fees are directly debited from client accounts, or the client may choose to pay by check. Accounts
initiated or terminated during a billing period will be charged a pro-rated fee based on the amount of time
remaining in the billing period. An account may be terminated with written notice at least 30 (thirty)calendar
days in advance. Since fees are paid in arrears, no rebate will be needed upon termination of the account.

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals, high net-worth individuals,
pooled investment vehicles, pensions, endowments, foundations, profiting sharing plans and charitable
organizations.
Our minimum account size requirement is $100,000, which can be a combination of accounts. Any exceptions
to the minimum account size will be made at the sole discretion of Pan Global.