|
⚲
|
| Parallel49 Equity ULC
✚
| |
|---|---|
| CRD # | 160077 |
| SEC # | 801-74029 |
| CIK # | 0001655148 |
| AUM | $310.9 MM (2024-02-28) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 847-295-4410 |
| Address | 225 East Deerpath Road, Suite 200 Lake Forest, IL 60045 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Parallel49 Equity Fund V BC Limited Partnership | [2014-03-25] | 300.0 | 41.5 |
| PE | Tricor Pacific Capital Partners Fund IV Limited Partnership | 2014-03-25 | 81.8 | |
| PE | Parallel49 Equity Fund V Limited Partnership | [2013-10-22] | 300.0 | 139.3 |
| PE | Tricor Pacific Capital Partners Fund IV US Limited Partnership | 2012-02-14 | 48.3 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 310.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 310.9 |
| By Discretionary | ||
| Discretionary | 4 | 310.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 310.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 123.3 | |
| United States Persons | 187.6 | |
| Total | 4 | 310.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Nicholas Peters | 9 | ||
| Bradley Seaman | 4 | ||
| Scott Daum | 3 | ||
| J Johnstone | 2 | ||
| Jack Westerman | 2 | ||
| None Tpcp Fund V Limited Partnership | 1 | ||
| Rob Wildeman | 1 | ||
| Roderick Senft | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001655148] | |
| 4 | [0001655148] | |
| SC 13G | [0001655148] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Parallel49 Equity ULC | CPI Card Group Inc | [2016-02-12] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Tricor Pacific Capital Partners (Fund IV) U.S., LP | |
| Parallel49 Equity, ULC | |
| CPI Card Group Inc. | |
| Tricor Pacific Capital Partners (Fund IV), LP |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Rainier Capital Partners LP
✚
|
WA | 0.3 |
|
Dinale Management LLC
✚
|
MA | 0.3 |
|
The Gores Group LLC
✚
|
CA | 0.3 |
|
Stella Point Capital LP
✚
|
NY | 0.3 |
|
Russia Partners Management LLC
✚
|
NY | 0.3 |
|
Belhealth Investment Partners LLC
✚
|
FL | 0.3 |
|
ClearLight Partners Management LLC
✚
|
CA | 0.3 |
|
Upper Bay Infrastructure Management LP
✚
|
NY | 0.3 |
|
Lone Star Investment Advisors LLC
✚
|
TX | 0.3 |
|
Caymus Equity Partners LLC
✚
|
GA | 0.3 |