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| Paulson Investment Company LLC
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|---|---|
| CRD # | 5670 |
| SEC # | 801-107194 |
| CIK # | 0000356343, 0001035674, 0001166604, 0001448805 |
| AUM | |
| Employees | 50 (10% Investors, 100% Brokers) |
| Phone | 312-940-8320 |
| Address | 566 West Adams St Chicago, IL 60661 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Perpetua Resources Corp | 0.9 | ||
| Synta Pharmaceuticals Corp | 0.7 | ||
| BrightSphere Investment Group Inc | 0.4 | ||
| Biovail Corp | 0.4 | ||
| Novagold Resources Inc | 0.2 | ||
| International Tower Hill Mines Ltd | 0.2 | ||
| Agnico Eagle Mines Ltd | 0.2 | ||
| Newdex Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | BIOD Paulson 1 LLC | [2017-06-02] | 0.6 M | 1.5 M |
| Offered $1,000,000 · Filed 2013-03-20 (D) · Exemption 506 · Minimum $50,000 · Remaining $427,400 · Duration One year or less · Commission $34,356 · Net Assets Decline to Disclose | ||||
| SA | electroCore Investments LLC | [2017-06-02] | 3.3 M | 3.1 M |
| Filed 2017-06-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration One year or less · Commission $217,100 · Net Assets Decline to Disclose | ||||
| SA | Paulson BKE Investments LLC | [2017-06-02] | 0.8 M | 4.5 M |
| Offered $5,000,000 · Filed 2014-06-27 (D) · Exemption 506(b) · Minimum $106,000 · Remaining $4,247,490 · Duration One year or less · Commission $49,229 · Revenue Decline to Disclose | ||||
| SA | Paulson Dermtech III Investments | [2017-06-02] | 1.7 M | 1.3 M |
| Filed 2017-06-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $5,000 · Remaining Indefinite · Duration One year or less · Commission $78,364 · Net Assets Decline to Disclose | ||||
| SA | Paulson Dermtech Investments II LLC | 2017-06-02 | 2.7 M | |
| SA | Paulson Dermtech Investments LLC | [2017-06-02] | 0.9 M | 2.6 M |
| Filed 2015-07-23 (D) · Exemption 506(b) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Paulson Scilex Investments LLC | 2017-06-02 | 1.2 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 15.4 |
| By Discretionary | ||
| Discretionary | 7 | 15.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 15.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 15.4 | |
| Total | 7 | 15.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Paulson Investment Company LLC | Director | 4 | 2 | |
| Paulson Investment Company Inc | Executive Officer, Promoter | 3 | 2 | |
| Gerardo Trevino | Executive Officer | 3 | 2 | |
| Eduardo Alexander | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0000356343] | |
| 4 | [0000356343] | |
| D | [0000356343] | |
| 13F-HR | [0001035674] | |
| 3 | [0001035674] | |
| 4 | [0001035674] | |
| SC 13D | [0001035674] | |
| SC 13G | [0001035674] | |
| 13F-NT | [0001166604] | |
| 3 | [0001448805] | |
| 4 | [0001448805] | |
| D | [0001448805] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Dex Media Inc THRY
Common Stock
|
2026-03-03 | Buy | 593,621 | $2.83 | 1,679,947 |
|
Dex Media Inc THRY
Common Stock
|
2026-03-02 | Buy | 987,078 | $2.49 | 2,457,824 |
|
Dex Media Inc THRY
Common Stock
|
2026-02-27 | Buy | 857,066 | $2.29 | 1,962,681 |
|
International Tower Hill Mines Ltd THM
Common Shares, no par value
|
2026-01-29 | Buy | 1,501,982 | $2.22 | 3,334,400 |
|
International Tower Hill Mines Ltd THM
Common Shares, no par value
|
2026-01-28 | Buy | 9,813,650 | $2.22 | 21,786,303 |
|
International Tower Hill Mines Ltd THM
Common Shares, no par value
|
2026-01-27 | Buy | 18,018,018 | $2.22 | 40,000,000 |
|
Bausch Health Companies Inc BHC
Common Stock, no par value
|
2025-11-25 | Buy | 2,500,000 | $6.25 | 15,625,000 |
|
Perpetua Resources Corp PPTA
Common Stock, without par value
|
2025-06-16 | Buy | 7,575,757 | $13.20 | 99,999,992 |
|
International Tower Hill Mines Ltd THM
Common Shares, no par value
|
2025-03-03 | Buy | 6,040,408 | $0.48 | 2,899,396 |
|
International Tower Hill Mines Ltd THM
Common Shares, no par value
|
2024-01-18 | Buy | 2,268,256 | $0.66 | 1,497,049 |
|
Acadian Asset Management Inc BSIG
Common Stock, par value $0.001 per share
|
2021-12-21 | Sell | 100,000 | $25.18 | 2,518,000 |
|
Acadian Asset Management Inc BSIG
Common Stock, par value $0.001 per share
|
2021-12-21 | Sell | 690,000 | $31.50 | 21,735,000 |
|
Acadian Asset Management Inc BSIG
Common Stock, par value $0.001 per share
|
2021-12-08 | Sell | 10,260,431 | $31.50 | 323,203,576 |
|
Dex Media Inc THRY
Common Shares, $0.01 par value
|
2021-02-16 | Sell | 315,302 | $27.00 | 8,513,154 |
|
International Tower Hill Mines Ltd THM
Common Shares, no par value
|
2020-09-02 | Buy | 2,337,410 | $1.40 | 3,272,374 |
|
Trilogy Metals Inc TMQ
Common Shares, no par value
|
2020-06-24 | Sell | 195,514 | $1.83 | 357,791 |
|
Acadian Asset Management Inc BSIG
Common Stock, par value $0.001 per share
|
2020-06-24 | Buy | 647,263 | $9.79 | 6,336,705 |
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Acadian Asset Management Inc BSIG
Common Stock, par value $0.001 per share
|
2020-06-24 | Sell | 647,263 | $9.79 | 6,336,705 |
|
Trilogy Metals Inc TMQ
Common Shares, no par value
|
2020-06-24 | Buy | 2,200 | $1.82 | 4,004 |
|
Trilogy Metals Inc TMQ
Common Shares, no par value
|
2020-06-24 | Buy | 193,314 | $1.83 | 353,765 |
| showing 20 of 200 most recent transactions | |||||