Peak Asset Management LLC

ITEM 5 - FEES AND COMPENSATION
Advisory Fees and Compensation
We charge a fee as compensation for providing Investment Management services on your account. These services
include advisory and consulting services, trade entry, investment supervision, and other account-maintenance
activities. The custodian for your investment account(s) charges transaction costs, custodial fees, redemption
fees, retirement plan and administrative fees or commissions. See Additional Fees and Expenses below for
additional details.

The specific advisory fees are set forth in your Agreement. In certain circumstances, our fees and the timing of
the fee payments may be negotiated. Our employees and their family related accounts may be charged a reduced
fee for our services.
The annualized fee for Portfolio Management Services is charged as a percentage of assets under management
(including cash and cash equivalent assets), according to the following schedule:

                   Assets under Management                                           Annual Fee
                       First $500,000                                                  1.25%
                       Next $500,000                                                   1.00%
                       Next $1,500,000                                                 0.75%
                       Over $2,500,000                                                 0.50%

25% of the annual fee is invoiced quarterly at the end of the quarter in arrears based on the account value as of
the last day of the quarter. All fees for new clients are charged on a pro rata basis, based on the actual number
of days under management during the quarter. We do impose a $1M minimum account value to initiate our
Firm’s advisory and money management services, and the Firm will impose a minimum flat advisory fee of
$11,125 annually.

                              Peak Asset Management, LLC 1371 E. Hecla Drive, Suite A Louisville, Colorado 80027
                                                  FORM ADV 2A Brochure March 2026

At our discretion, we will aggregate asset amounts in accounts from your same household together to determine
the advisory fee for all your accounts. We would do this, for example, where we also service accounts on behalf
of your minor children, individual and joint accounts for a spouse, and/or other types of related accounts. This
consolidation practice is designed to allow the Client the benefit of an increased asset total, which could
potentially cause your account(s) to be assessed a lower advisory fee based on the asset levels available in our
fee schedule.

The independent qualified custodian holding your funds and securities will debit your account directly for the
advisory fee and pay that fee to us. The Client will provide written authorization permitting the fees to be paid
directly from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an
account statement at least quarterly directly to the Client indicating all the amounts deducted from the account
including our advisory fees. At our discretion, the Client may pay the advisory fees by check. The Client is
encouraged to review account statements for accuracy.

A client Agreement may be canceled at any time, by either party, for any reason upon receipt of 30 days written
notice. Upon termination, all fees are charged on a pro rata basis, based on the actual number of days under
management during the quarter. Upon termination, the Client is responsible for monitoring the securities in your
account, and we will have no further obligation to act or advise with respect to those assets.

Financial planning services are included with investment management services for no additional fee for the client.

Financial Planning Service Fees
For clients engaged in our investment management services, our financial planning services are included in
advisory fees described above. For clients engaging our Firm for financial planning services only, financial
planning can be offered under a separate agreement and separate fee. The fee will be determined based on
factors including, the complexity of the Client’s financial situation, the number of financial planning services
agreed upon, along with the deliverables provided to the Client by the Adviser. Our fee will be agreed to in
advance of services being performed and negotiated with the Client. Financial Planning fees are fixed. The fixed
fees range from $2,500 to $10,000. The specific fee for a Client’s financial plan will be discussed with the Client
and specified in the Client’s planning agreement with Peak.

The time to create and complete a financial plan will vary and depend on a number of factors, including the Client
having provided all of the necessary and requested information, but typically Peak will be ready to present a plan
between 60 and 90 days from the commencement date of the project. Fees are billed and payable at the time
the financial plan is delivered to the Client .

If the Client chooses to terminate the financial planning agreement, they must provide Peak notice within 30
days of the signing of the agreement.

Company Sponsored Retirement Plan Advisory Services
For Retirement Plan Advisory Services compensation, we charge an annual fee as negotiated with the client and
disclosed in the Retirement Plans Advisory Agreement. The compensation method is explained and agreed upon in
advance before any services are rendered. Annual fees range from 0.50% to 1.25%. Advisory fees may be paid
directly by the plan sponsor or paid from the plan assets. The amount payable each quarter, calculated as 25% of

                            Peak Asset Management, LLC 1371 E. Hecla Drive, Suite A Louisville, Colorado 80027
                                                FORM ADV 2A Brochure March 2026

the annual fee, is charged in accordance with the parameters established by the respective plan administrator. The
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ITEM 7 - TYPES OF CLIENTS
We provide advisory services to the following types of clients:
   • Individuals;
   • High net worth individuals;
   • Pension, profit sharing plans, and 401k plans;
   • Trusts and Foundations; and
   • Corporations or other businesses or entities not listed above.
We have a minimum target client relationship size of $1 million. We will negotiate and allow a lower minimum as
we feel appropriate. We may group certain related client accounts for the purposes of achieving the minimum
relationship size and determining the annual fee. We do impose a minimum flat advisory fee of $11,125 annually.