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| Pekin Hardy Strauss Inc
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|---|---|
| CRD # | 107310 |
| SEC # | 801-35684 |
| CIK # | 0001020317 |
| AUM | 1,551.7 M (2026-03-13) |
| Employees | 19 (47% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-554-7525 |
| Address | 227 West Monroe Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001020317 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Cameco Corp | 20.5 | ||
| Apple Inc | 15.0 | ||
| SM Energy Co | 14.6 | ||
| Alphabet Inc | 13.1 | ||
| MERK Gold Trust | 12.1 | ||
| LyondellBasell Industries NV | 11.8 | ||
| Alphabet Inc | 11.6 | ||
| Devon Energy Corp/DE | 10.2 | ||
| Agnico Eagle Mines Ltd | 9.6 | ||
| Alamos Gold Inc | 9.3 | ||
| iShares Comex Gold Trust | 9.2 | ||
| Aercap Holdings NV | 9.2 | ||
| Sprott Physical Silver Trust | 9.1 | ||
| ETFS Platinum Trust | 9.1 | ||
| CF Industries Holdings Inc | 8.9 | ||
| Energy Transfer Equity LP | 8.7 | ||
| Ituran Location & Control Ltd | 8.6 | ||
| Dollar General Corp | 8.5 | ||
| Schlumberger Ltd /NV/ | 8.5 | ||
| Antero Resources Corp | 8.4 | ||
| Weyerhaeuser Co | 8.2 | ||
| Sprott Physical Gold & Silver Trust | 8.0 | ||
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| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Appleseed Discovery Fund LP | [2019-02-12] | 0.3 M | 0.4 M |
| Filed 2020-02-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $200,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Appleseed Pioneer Fund LP | [2016-10-06] | 5.1 M | 10.5 M |
| Filed 2020-09-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Pekin Singer Real Estate EREF LLC | 2015-03-30 | 0.0 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 380 | 152.5 |
| (b) Individuals (high net worth individuals) | 345 | 1,333.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 6 | 19.5 |
| (h) Charitable organizations | 4 | 16.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 30.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,941 | 1,551.7 |
| By Discretionary | ||
| Discretionary | 1,941 | 1,551.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,941 | 1,551.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 1,551.5 | |
| Total | 1,941 | 1,551.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Pekin | Executive Officer | 3 | 2 | |
| Joshua Strauss | Executive Officer | 3 | 2 | |
| Adam Strauss | Executive Officer | 3 | 2 | |
| Appleseed Pioneer GP LLC | Director, Promoter | 2 | 1 | |
| Pekin Singer Strauss Asset Management Inc | Promoter | 2 | 1 | |
| Pekin Hardy Strauss Inc | Promoter | 2 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001020317] | |
| SC 13G | [0001020317] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Pekin Singer Strauss Asset Management /IL | Central Goldtrust | [2014-02-10] |
| Pekin Singer Strauss Asset Management /IL | Albany Molecular Research Inc | [2012-02-13] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.8B |
| Clients | 2 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 529900Z8XTVJJ6SE1K05 |
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