|
⚲
|
| Watts Gwilliam & Company LLC
✚
|
|
|---|---|
| CRD # | 131458 |
| SEC # | 801-63078 |
| CIK # | |
| AUM | $432.9 MM (2023-03-30) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 480-889-8998 |
| Address | 2730 S Val Vista Dr Gilbert, AZ 85295 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | Vista Capital Fund IV AK Courtyard LLC | 2018-03-12 | 0.0 | |
| HF | Galaxy Plus Hedge Fund-Watts Gwilliam IPOM | 2017-10-25 | 0.0 | |
| RE | Vista Capital Fund III LLC | [2017-03-24] | 4.0 | 5.2 |
| RE | Vista Capital Fund II LLC | [2016-03-10] | 3.2 | 3.2 |
| RE | Vista Capital Fund LLC | [2013-08-21] | 0.8 | 1.2 |
| RE | Real Estate Growth & Income Fund | [2012-03-19] | 0.1 | 3.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 32 | 6.6 |
| (b) Individuals (high net worth individuals) | 275 | 420.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 6 | 10.7 |
| (h) Charitable organizations | 1 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 811 | 438.6 |
| By Discretionary | ||
| Discretionary | 796 | 429.1 |
| Non-Discretionary | 15 | 9.5 |
| Total | 811 | 438.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 438.6 | |
| Total | 811 | 438.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Jerry Coleman | 7 | |||
| David Watts | 2 | |||
| Ben Cooper | 2 | |||
| Jeffrey Watts | 2 | |||
| Daniel Gwilliam | 2 | |||
| Watts Jeffrey | 1 | |||
| Jeff Watts | 1 | |||
| Dave Watts | 1 | |||
| Brad Gwilliam | 1 | |||
| David Wattsq | 1 | |||
| View All | ||||
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Highmore Group Advisors LLC
✚
|
NY | 0.6 |
|
Carmel Capital Partners LLC
✚
|
CA | 0.4 |
|
Proaltus USA Inc
✚
|
FL | 0.3 |
|
Kingsbridge Wealth Management Inc
✚
|
NV | 0.3 |
|
Petra Financial Advisors Inc
✚
|
CO | 0.3 |
|
Ridgewood Investments LLC
✚
|
NJ | 0.3 |
|
Octogone NA LLC
✚
|
FL | 0.3 |
|
Sage Capital Management LLC
✚
|
NJ | 0.3 |
|
Vizcaya Capital LLC
✚
|
FL | 0.3 |
|
Essex Private Wealth Management LLC
✚
|
MA | 0.2 |