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| Pembrook Capital Management LLC
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|---|---|
| CRD # | 161420 |
| SEC # | 801-73481 |
| CIK # | |
| AUM | $468.5 M (2026-03-26) |
| Employees | 11 (91% Investors, 9% Brokers) |
| Phone | 212-906-8682 |
| Address | 485 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | PCI Investors Fund IV LLC | [2019-03-31] | 0.0 | 110.8 |
| Offered $500,000,000 · Filed 2019-02-28 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $10,000,000 · Remaining $500,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | PCI IV Preferred Equity Issuer LLC | [2019-03-31] | 0.0 | 53.0 |
| Offered $250,000,000 · Filed 2019-02-28 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $10,000,000 · Remaining $250,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Pembrook Community Investors I REIT LLC | [2019-03-31] | 72.4 | 8.2 |
| Filed 2026-02-09 (D/A) · Exemption 3(c)(5), 506(b), 3(c) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $100,285 · Revenue Decline to Disclose | ||||
| HF | PCI III Preferred Equity Issuer LLC | [2017-03-31] | 39.0 | 47.8 |
| Offered $150,000,000 · Filed 2017-02-28 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $10,000,000 · Remaining $111,000,000 · Duration More than one year · Commission $39,000 · Net Assets Decline to Disclose | ||||
| HF | PCI Investors Fund III LLC | [2014-02-07] | 30.0 | 115.9 |
| Offered $300,000,000 · Filed 2017-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $10,000,000 · Remaining $270,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | PCI Investors Fund II LLC | [2012-02-13] | 100.0 | 0.5 |
| Offered $500,000,000 · Filed 2009-07-09 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(5) · Remaining $400,000,000 · Duration More than one year · Commission $7,000,000 · Revenue Decline to Disclose | ||||
| HF | Pembrook Community Investors LLC | [2012-02-13] | 189.9 | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 468.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 468.5 |
| By Discretionary | ||
| Discretionary | 6 | 468.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 468.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 468.5 | |
| Total | 6 | 468.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Hellman | Director, Executive Officer | 15 | 4 | |
| Stuart Boesky | Director, Executive Officer | 7 | 2 | |
| Pembrook Capital Management LLC | Director | 4 | 1 | |
| PCI IV Management LLC | Director | 2 | 1 | |
| Mariner Partners Inc | Director | 1 | 1 | |
| Neil Bo | Director | 1 | 1 | |
| Jeff Shafir | Director | 1 | 1 | |
| John Malysa | Director | 1 | 1 | |
| The Pembrook Group LLC | Director | 1 | 1 | |
| John Garth | Director | 1 | 1 | |
| Paul Mullaney | Executive Officer | 1 | 1 | |
| Brian Shelly | Director | 1 | 1 |
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|---|---|---|
|
Atlantic Creek Investment Management LLC
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|
NY | 0.6 |
|
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|
FL | 0.5 |
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|
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|
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SAG Harbor Capital Management LLC
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|
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CT | 0.4 |
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Galaxy Investment Management LLC
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NY | 0.3 |