|
⚲
|
| Keyboard |
| Pennant Capital Management LLC
✚
|
|
|---|---|
| CRD # | 158198 |
| SEC # | 801-74097 |
| CIK # | 0001168664 |
| AUM | |
| Employees | 4 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 908-516-5800 |
| Address | 535 Springfield Avenue Summit, NJ 07901 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Broadway Gate Master Fund Ltd | [2012-02-14] | 496.5 M | 2,155.5 M |
| Filed 2015-02-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Pennant Credit Opportunities Fund LP | [2012-02-14] | 104.4 M | 112.5 M |
| Filed 2015-02-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Pennant Master Fund LP | [2012-02-14] | 476.5 M | 56.6 M |
| Filed 2018-02-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Pennant Windward Master Fund LP | 2012-02-14 | 225.6 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 0.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 0.3 |
| By Discretionary | ||
| Discretionary | 6 | 0.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 0.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 0.1 | |
| Total | 6 | 0.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Alan Fournier | Executive Officer | 10 | 2 | |
| Pennant Capital Management LLC | Executive Officer | 6 | 2 | |
| Pennant General Partner LLC | Executive Officer | 4 | 2 | |
| Joerg Diedrich | Executive Officer | 2 | 2 | |
| Lee Atzil | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001168664] | |
| 4 | [0001168664] | |
| SC 13G | [0001168664] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $10.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | JSYRS9CAUL8B1QIR3760 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Fournier Alan | |
| Pennant Capital Management LLC | |
| Universal Stainless & Alloy Products Inc | |
| Broadway Gate Master Fund Ltd |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-10-21 | Sell | 133,900 | $10.00 | 1,339,000 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-10-12 | Sell | 11,100 | $13.30 | 147,630 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-09-02 | Sell | 850 | $13.00 | 11,050 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-09-01 | Sell | 12,543 | $13.01 | 163,184 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-08-31 | Sell | 99,255 | $13.02 | 1,292,300 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-08-28 | Sell | 88,736 | $13.01 | 1,154,455 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-08-18 | Sell | 2,318 | $13.03 | 30,204 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-08-10 | Sell | 30,300 | $13.01 | 394,203 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-08-03 | Sell | 17,400 | $13.06 | 227,244 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-07-31 | Sell | 14,600 | $13.74 | 200,604 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2015-07-30 | Sell | 28,800 | $13.92 | 400,896 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-07-31 | Buy | 10,000 | $24.55 | 245,500 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-04-03 | Buy | 5,300 | $34.81 | 184,493 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-04-03 | Buy | 700 | $34.81 | 24,367 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-04-02 | Buy | 1,000 | $35.55 | 35,550 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-03-28 | Buy | 100 | $35.96 | 3,596 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-03-27 | Buy | 5,059 | $35.34 | 178,785 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-03-27 | Buy | 2,900 | $35.34 | 102,486 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-03-26 | Buy | 2,400 | $35.78 | 85,872 |
|
Universal Stainless & Alloy Products Inc USAP
Common Stock
|
2013-03-14 | Buy | 639 | $35.99 | 22,998 |
| showing 20 of 85 most recent transactions | |||||