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| Pensionmark Financial Group LLC
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|
|---|---|
| CRD # | 208512 |
| SEC # | 801-96193 |
| CIK # | 0001652594 |
| AUM | $26.6 BB (2023-03-31) |
| Employees | 228 (46% Investors, 68% Brokers) |
| Phone | 888-201-5488 |
| Address | 24 E Cota Street Santa Barbara, CA 93101 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001652594 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| ETFS Silver Trust | 5.2 | ||
| Apple Inc | 2,382,844.0 | 3.2 | |
| Wal Mart Stores Inc | 335,434.5 | 3.1 | |
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,721 | 0.6 |
| (b) Individuals (high net worth individuals) | 222 | 0.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 0.4 |
| (g) Pension and profit sharing plans | 2,195 | 24.7 |
| (h) Charitable organizations | 103 | 0.8 |
| (i) State or municipal government entities | 23 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6,389 | 27.1 |
| By Discretionary | ||
| Discretionary | 4,722 | 8.4 |
| Non-Discretionary | 1,667 | 18.7 |
| Total | 6,389 | 27.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 27.1 | |
| Total | 6,389 | 27.1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001652594] | |
| D | [0001652594] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Avantax Advisory Services Inc
✚
|
TX | 31.0 |
|
Moneta Group Investment Advisors LLC
✚
|
MO | 30.7 |
|
Royal Alliance Associates Inc
✚
|
NJ | 29.5 |
|
The Ayco Company LP
✚
|
NY | 28.6 |
|
ASB Capital Management LLC
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|
MD | 27.1 |
|
Private Advisor Group LLC
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|
NJ | 25.6 |
|
Equitable Advisors LLC
✚
|
NY | 24.6 |
|
Addenda Capital Inc
✚
|
24.2 | |
|
Newport Group Securities Inc
✚
|
FL | 23.0 |
|
Capital Advisors Group Inc
✚
|
MA | 22.5 |